Securities / Derivatives

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    Enforcement

    US SEC Fines JPMorgan Units $151m for Regulatory Violations

    By Editors | 05/11/2024

    The amount includes $61mn of civil penalties and $90mn of reimbursements to customers, settling five separate enforcement actions brought by the SEC.

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    Market Infrastructure

    HKEX to Digitalise ETP Creation and Redemption Process

    By Sanday Chongo Kabange | 05/11/2024

    HKEX will introduce a new web-based platform that will connect ETP participants through the use of distributed ledger technology and smart contracts.

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    Crypto / Digital Assets

    UBS Launches First Tokenised Money Market Fund

    By Nithya Subramanian | 05/11/2024

    The so-called uMINT fund UBS Asset Management’s first ever money market investment fund built on Ethereum distributed ledger technology.

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    Securities / Derivatives

    Tokyo Stock Exchange Goes Live With Trading System Upgrade

    By Manesh Samtani | 05/11/2024

    The changes allow bulk order cancellation, introduce a closing auction session, and extend the TSE’s trading hours by 30 minutes.

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    Crypto / Digital Assets

    Citi and Fidelity International Announce PoC of On-chain MMF

    By Editors | 04/11/2024

    The solution, a tokenised MMF with an embedded digital FX swap, can “enable faster, seamless management of treasury positions, eliminate delays and improve efficiency”.

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    Press Release

    DSB Wins Award for Outstanding Contribution to Regulatory Reforms

    By Editors | 04/11/2024

    DSB won the Outstanding Contribution to Regulatory Reforms award at the 7_th Regulation Asia Awards for Excellence_ 2024.

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    Press Release

    ISDA Wins Industry Association of the Year at 2024 Regulation Asia Awards

    By Editors | 04/11/2024

    ISDA won Industry Association of the Year at the 7th Regulation Asia Awards for Excellence 2024, celebrated at an in-person ceremony on 4 November 2024.

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    Press Release

    Gekko Lab and HKEX Awarded Capital Markets Collaboration of the Year

    By Editors | 04/11/2024

    Gekko Lab, in collaboration with HKEX, was awarded Capital Markets Collaboration of the Year at the 7th Regulation Asia Awards for Excellence 2024.

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    Press Release

    CDSL Wins Market Infrastructure of the Year at 2024 Regulation Asia Awards

    By Editors | 04/11/2024

    Central Depository Services (India) Limited was awarded the ‘Market Infrastructure of the Year’ award at the 7th Regulation Asia Awards for Excellence 2024.

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    Press Release

    DTCC Wins Best Trade Reporting Solution at 2024 Regulation Asia Awards

    By Editors | 04/11/2024

    DTCC was awarded Best Trade Reporting Solution award at the 7th Regulation Asia Awards for Excellence 2024

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