SECURITIES / DERIVATIVES

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    Market Infrastructure

    Sri Lanka to Shorten Equities Settlement Cycle from 10 June

    By Editors | 16/05/2024

    The CSE said it has amended the clearing house rules to facilitate the shortening of the settlement cycle from T+3 to T+2.

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    Securities / Derivatives

    SEBI Mulls Tighter Listing Rules for Small Businesses

    By Ajoy K Das | 16/05/2024

    Regulators looking to set a minimum size threshold for public offers and to require additional disclosures from SMEs and merchant bankers.

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    Enforcement

    Korea FSS Reveals Arbitration Results for Mis-sold ELS Products

    By Editors | 16/05/2024

    The final compensation ratio in representative cases from five banks varied from 30 to 65 percent.

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    Enforcement

    CSRC Opens Investigation Into Hedge Fund Firm

    By Editors | 16/05/2024

    The investigation was prompted by reports that the firm’s controlling shareholder “ran away”.

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    ESG / Sustainability

    ESMA Issues Fund Naming Guidance to Combat Greenwashing

    By ESG Investor | 16/05/2024

    The guidelines establish harmonised criteria for the use of ESG and sustainability terms in fund names.

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    Crypto / Digital Assets

    Deutsche Bank Joins Singapore’s Project Guardian

    By Nithya Subramanian | 15/05/2024

    The bank will test an open architecture and interoperable blockchain platform to service tokenised and digital funds.

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    Securities / Derivatives

    FCA Offers Recommendations on Avoiding Surveillance Failures

    By Manesh Samtani | 14/05/2024

    The FCA says failures of market abuse surveillance are often caused by faulty implementation, bugs, and incomplete data ingestion.

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    Securities / Derivatives

    MAS Finalises Rules for New OTC Derivatives Reporting Regime

    By Manesh Samtani | 14/05/2024

    The final regulations come into operation on 21 October 2024, introducing the UPI, UTI, CDE and ISO 20022 in reporting.

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    Enforcement

    ASIC Probes ANZ Over Treasury Bond Issuance

    By Sanday Chongo Kabange | 14/05/2024

    ASIC suspects ANZ breached the law while serving as a risk manager for a government bond issuance last year.

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    Securities / Derivatives

    SGX Lists First ETF Tracking APAC Financial Sector

    By Nithya Subramanian | 14/05/2024

    The ETF is a collaboration between SGX, Lion Global Investors and OCBC Securities.

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