SECURITIES / DERIVATIVES

    image

    Fintech / Regtech

    Benefits of Tokenisation Are “Overexaggerated”: WFE Paper

    By Nithya Subramanian | 13/06/2024

    The WFE says tokenisation work should continue, but that some of the benefits claimed are “overexaggerated”.

    image

    Enforcement

    Shanghai Chipmaker Barred from Launching IPO for 5yrs

    By Editors | 12/06/2024

    The company, already penalised for inflating its 2020 profits, is now barred from listing its shares for five years.

    image

    Securities / Derivatives

    SEBI Launches Free Programme to Boost Investor Education

    By Ajoy K Das | 12/06/2024

    The investor certification examination aims to enhance digital financial education about investing in the Indian securities market.

    image

    ESG / Sustainability

    Japan Carbon Market Study Group Holds First Meeting

    By Editors | 12/06/2024

    Discussions centred around ensuring certification organisations are reliable and whether IOSCO’s recommendations should be adopted.

    image

    Securities / Derivatives

    New Zealand FMA Proposes New Rules for Derivatives Issuers

    By Sanday Chongo Kabange | 12/06/2024

    The FMA proposes to limit the amount of leverage that derivative issuers can offer, and to require them to conduct suitability checks.

    image

    Securities / Derivatives

    China: Stock Exchanges Issue New Programme Trading Rules

    By Mark Johnston | 12/06/2024

    HFT will be subject to differentiated fees based on indicators such as the number and frequency of orders submitted and withdrawn.

    image

    Securities / Derivatives

    SEBI Proposes to Relax Mutual Fund Rules on Trading CDS

    By Ajoy K Das | 11/06/2024

    SEBI proposes to allow mutual funds to buy and sell credit default swaps up to 10 percent of their assets under management.

    image

    Fintech / Regtech

    Korea: Short Selling Monitoring System To Be Ready in March 2025

    By Sanday Chongo Kabange | 11/06/2024

    South Korea’s ban on short selling can only be lifted after the new Naked Short Selling Detection System is in place.

    image

    Securities / Derivatives

    RBI Relaxes Rules on Investment in Overseas Funds

    By Ajoy K Das | 11/06/2024

    The amendments allow investment in funds whose managers are regulated, rather than the fund itself, such as in Singapore and the US.

    image

    Enforcement

    Former AllianzGI Fund Manager Pleads Guilty to Fraud

    By Editors | 10/06/2024

    Gregoire Tournant admitted to providing deceptive information to investors in AllianzGI’s now-defunct Structured Alpha funds.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team