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Market Infrastructure
Sri Lanka to Shorten Equities Settlement Cycle from 10 June
By Editors | 16/05/2024
The CSE said it has amended the clearing house rules to facilitate the shortening of the settlement cycle from T+3 to T+2.
Securities / Derivatives
SEBI Mulls Tighter Listing Rules for Small Businesses
By Ajoy K Das | 16/05/2024
Regulators looking to set a minimum size threshold for public offers and to require additional disclosures from SMEs and merchant bankers.
Enforcement
Korea FSS Reveals Arbitration Results for Mis-sold ELS Products
By Editors | 16/05/2024
The final compensation ratio in representative cases from five banks varied from 30 to 65 percent.
Enforcement
CSRC Opens Investigation Into Hedge Fund Firm
By Editors | 16/05/2024
The investigation was prompted by reports that the firm’s controlling shareholder “ran away”.
ESG / Sustainability
ESMA Issues Fund Naming Guidance to Combat Greenwashing
By ESG Investor | 16/05/2024
The guidelines establish harmonised criteria for the use of ESG and sustainability terms in fund names.
Crypto / Digital Assets
Deutsche Bank Joins Singapore’s Project Guardian
By Nithya Subramanian | 15/05/2024
The bank will test an open architecture and interoperable blockchain platform to service tokenised and digital funds.
Securities / Derivatives
FCA Offers Recommendations on Avoiding Surveillance Failures
By Manesh Samtani | 14/05/2024
The FCA says failures of market abuse surveillance are often caused by faulty implementation, bugs, and incomplete data ingestion.
Securities / Derivatives
MAS Finalises Rules for New OTC Derivatives Reporting Regime
By Manesh Samtani | 14/05/2024
The final regulations come into operation on 21 October 2024, introducing the UPI, UTI, CDE and ISO 20022 in reporting.
Enforcement
ASIC Probes ANZ Over Treasury Bond Issuance
By Sanday Chongo Kabange | 14/05/2024
ASIC suspects ANZ breached the law while serving as a risk manager for a government bond issuance last year.
Securities / Derivatives
SGX Lists First ETF Tracking APAC Financial Sector
By Nithya Subramanian | 14/05/2024
The ETF is a collaboration between SGX, Lion Global Investors and OCBC Securities.
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