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Enforcement
ASIC Takes FIIG Securities to Court Over Cybersecurity Failures
By Thisanka Siripala | 14/03/2025
ASIC alleges systemic and prolonged cybersecurity failures led to the compromise of personal information of approximately 18,000 clients.

Securities / Derivatives
Thailand Unveils ESG Tax Incentives to Stimulate Stock Market
By Nithya Subramanian | 13/03/2025
The SET will meanwhile start consultations on a new long-term savings and investment scheme modelled after Japan’s NISA.

Securities / Derivatives
IOSCO Publishes New Consultation Report on Artificial Intelligence
By Thisanka Siripala | 13/03/2025
The report identifies five key findings following engagement with IOSCO members and stakeholders and invites further feedback.

Securities / Derivatives
Geopolitics Seen as Biggest Driver of Derivatives Market Activity – FIA
By Thisanka Siripala | 13/03/2025
FIA President Walt Lukken said economics is taking a back seat to politics in terms of what will drive the derivatives markets.

Fintech / Regtech
IOSCO Proposes Recommendations to Address “Neo-broker” Risks
By Manesh Samtani | 13/03/2025
The recommendations aim to protect retail investors by enhancing the transparency, fairness, and integrity of neo-brokers’ operations.

Securities / Derivatives
SGX to Launch Brazilian Real Futures Contracts in Asia
By Nithya Subramanian | 13/03/2025
The move will enable global investors in Asia to manage risks with the Brazilian Real during their local time zone.

Securities / Derivatives
SEBI Reduces Timelines for Completing Rights Issue
By Nithya Subramanian | 13/03/2025
New framework, effective 7 April, reduces the timeline for completing a rights issue from 126 days to just 23 days.

Enforcement
Korea Identifies Stock Fraud Involving Convertible Bond Issuance
By Thisanka Siripala | 13/03/2025
South Korea’s financial watchdog exposes fraud ring behind fake capital raising and market rigging.

ESG / Sustainability
SGX: Climate Reporting Progress Positive but Gaps Remain
By Nithya Subramanian | 12/03/2025
While nearly all SGX-listed issuers have begun climate reporting, only 28% provided all 11 recommended disclosures under the TCFD framework.

Securities / Derivatives
Korea Allows ETFs More Flexibility to Invest in Real Estate
By Nithya Subramanian | 12/03/2025
New regulations allow ETFs to invest in listed real estate feeder funds. Valuation rules for alternative investment assets also strengthened.
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