Securities / Derivatives

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    Enforcement

    ASIC Takes FIIG Securities to Court Over Cybersecurity Failures

    By Thisanka Siripala | 14/03/2025

    ASIC alleges systemic and prolonged cybersecurity failures led to the compromise of personal information of approximately 18,000 clients.

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    Securities / Derivatives

    Thailand Unveils ESG Tax Incentives to Stimulate Stock Market

    By Nithya Subramanian | 13/03/2025

    The SET will meanwhile start consultations on a new long-term savings and investment scheme modelled after Japan’s NISA.

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    Securities / Derivatives

    IOSCO Publishes New Consultation Report on Artificial Intelligence

    By Thisanka Siripala | 13/03/2025

    The report identifies five key findings following engagement with IOSCO members and stakeholders and invites further feedback.

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    Securities / Derivatives

    Geopolitics Seen as Biggest Driver of Derivatives Market Activity – FIA

    By Thisanka Siripala | 13/03/2025

    FIA President Walt Lukken said economics is taking a back seat to politics in terms of what will drive the derivatives markets.

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    Fintech / Regtech

    IOSCO Proposes Recommendations to Address “Neo-broker” Risks

    By Manesh Samtani | 13/03/2025

    The recommendations aim to protect retail investors by enhancing the transparency, fairness, and integrity of neo-brokers’ operations.

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    Securities / Derivatives

    SGX to Launch Brazilian Real Futures Contracts in Asia

    By Nithya Subramanian | 13/03/2025

    The move will enable global investors in Asia to manage risks with the Brazilian Real during their local time zone.

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    Securities / Derivatives

    SEBI Reduces Timelines for Completing Rights Issue

    By Nithya Subramanian | 13/03/2025

    New framework, effective 7 April, reduces the timeline for completing a rights issue from 126 days to just 23 days.

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    Enforcement

    Korea Identifies Stock Fraud Involving Convertible Bond Issuance

    By Thisanka Siripala | 13/03/2025

    South Korea’s financial watchdog exposes fraud ring behind fake capital raising and market rigging.

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    ESG / Sustainability

    SGX: Climate Reporting Progress Positive but Gaps Remain

    By Nithya Subramanian | 12/03/2025

    While nearly all SGX-listed issuers have begun climate reporting, only 28% provided all 11 recommended disclosures under the TCFD framework.

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    Securities / Derivatives

    Korea Allows ETFs More Flexibility to Invest in Real Estate

    By Nithya Subramanian | 12/03/2025

    New regulations allow ETFs to invest in listed real estate feeder funds. Valuation rules for alternative investment assets also strengthened.

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