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Securities / Derivatives
Securities / Derivatives
Shenzhen, Dubai Sign MOU on Capital Markets Cooperation
By Editors | 16/08/2024
Under the MOU, SZSE and DFM will explore the potential for future dual listings and ETF connectivity between the two markets.
Enforcement
FSS Korea Launches Investigation Into Top Four ETF Issuers
By Editors | 15/08/2024
The investigation will focus on whether ETFs were supported by group affiliates and whether unfair arrangements were in place with liquidity providers.
Enforcement
FSA Japan Launches Probe into Cross-Shareholdings Disclosures
By Mark Johnston | 15/08/2024
The FSA will investigate whether 4,000 listed companies are transparently and accurately reporting their strategic shareholdings.
Enforcement
US SEC, CFTC Announce $470m in New Fines in WhatsApp Probe
By Manesh Samtani | 15/08/2024
Since 2021, the SEC and CFTC have issued more than $3.3bn in penalties for record-keeping failures involving messaging platforms.
Crypto / Digital Assets
Eurex Expands Crypto Derivatives Suite to Include Ethereum
By Editors | 15/08/2024
Eurex has launched Ethereum futures and options, adding to its crypto derivatives portfolio which has so far only covered Bitcoin.
Securities / Derivatives
Foreign Firms in China Struggle to Meet Demand for Overseas Assets
By Manesh Samtani | 14/08/2024
The high demand is reportedly causing foreign firms in China to ration their QDII quotas. Meanwhile, the QDLP programme is under fresh scrutiny from regulators.
Securities / Derivatives
Korea on Track to Launch New ‘Value-Up Index’ Next Month
By Manesh Samtani | 14/08/2024
New FSC Chairman Kim Byoung-hwan said the new index will launch “without a hitch” in September and related ETFs in Q4 this year.
Enforcement
ASIC Commences Legal Action Against ASX Over Misleading Statements
By Sanday Chongo Kabange | 14/08/2024
ASIC alleges that ASX’s claims in February 2022 that the CHESS replacement project was tracking to plan were “misleading and deceptive”.
Securities / Derivatives
SEBI Denies Allegations of Conflict of Interest in Adani Probe
By Ajoy K Das | 14/08/2024
Hindenburg Research said SEBI has slow-walked a probe into the Adani Group because of its links to the regulator’s chairperson.
Securities / Derivatives
MAS Publishes Compliance Toolkits for LFMCs and VCF Managers
By Nithya Subramanian | 14/08/2024
The compliance toolkits offer fund managers guidance on approvals, notifications and other regulatory submissions.
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