ADVERTISEMENT
Securities / Derivatives
Securities / Derivatives
India to Update Listing Rules for GIFT City Exchanges
By Ajoy K Das | 08/05/2024
The proposed listing regulations take into account standards from IOSCO and best practices from other jurisdictions.
Sanctions
Russia Investing Accumulated Rupees in India – Reports
By Editors | 08/05/2024
Russia is no longer looking to repatriate its rupees as it can now invest in Indian stocks and government securities.
Securities / Derivatives
Singapore Examining Proposals to Boost Stock Market: Report
By Nithya Subramanian | 07/05/2024
The proposals would encourage stock investments by family offices, wealth management businesses, pension funds and sovereign funds.
Enforcement
Korea’s Naked Short Selling Probe Has Reached 14 Banks
By Editors | 07/05/2024
Two banks already face penalties. The FSS will review penalties for seven others. Five more are still being probed.
Securities / Derivatives
RBI Adjusts Bank Capital Market Exposure Norms
By Ajoy K Das | 07/05/2024
The RBI said the move to T+1 settlement prompted a review of the existing guidelines on the issuance of IPCs by banks.
Securities / Derivatives
MAS Issues Notice on Fund Data Submission Requirements
By Nithya Subramanian | 07/05/2024
Notice SFA 04-N23 specifies monthly and daily submission requirements applicable to managers of authorised CIS, excluding REITs.
Enforcement
CFTC Publishes Report on Responsible AI in Markets
By Manesh Samtani | 07/05/2024
The report offers five recommendations on how the CFTC should safeguard financial markets from AI-related risks.
Securities / Derivatives
China Issues New Rules for Private Securities Investment Funds
By Editors | 06/05/2024
The rules were proposed last May but have since been relaxed in several aspects, including a lower forced liquidation threshold.
Securities / Derivatives
NZX Issues Consultation on Director Independence Settings
By Editors | 06/05/2024
NZX is undertaking a detailed review of its corporate governance settings relating to director independence.
Securities / Derivatives
India Allows Non-Bank FPIs to Issue Derivatives in GIFT City
By Ajoy K Das | 06/05/2024
Non-bank FPIs including AIFs are expected to start issuing derivatives in GIFT City and offering them to international investors.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.