Securities / Derivatives

Market Infrastructure

India’s NSE Lists First Entity on New Social Stock Exchange

By Ajoy K Das | 18/12/2023

NSE’s social stock exchange enables direct listings from NPOs and other social enterprises, enabling them to raise financing with increased transparency.

Securities / Derivatives

IOSCO Issues Recommendations on Accounting for Goodwill

By Ranamita Chakraborty | 18/12/2023

The seven recommendations aim to improve the reliability, faithful representation and transparency of goodwill disclosed in financial statements.

Securities / Derivatives

CSRC Calls for Higher Dividends, Share Buybacks by Listed Companies

By Editors | 18/12/2023

Listed companies are asked to increase the frequency and amounts of their dividend payouts, and to boost share buybacks to “safeguard company value”.

Securities / Derivatives

MAS’ Tighter Hiring Norms to Result in Better Compliance

By Nithya Subramanian | 18/12/2023

The updated guidelines for senior appointments in CMS licensed firms will improve corporate governance and ensure better board accountability.

ESG / Sustainability

ESMA Plans Scrutiny on ESG Disclosure Under BMR

By ESG Investor | 18/12/2023

ESMA will assess compliance with ESG disclosure rules under the BMR to enhance comparability of information provided to users of benchmarks.

Securities / Derivatives

HKEX: GEM Reforms to Take Effect from 1 January 2024

By Editors | 17/12/2023

The reforms will enable enterprises to more easily list on GEM, reduce the burden of continuing obligations, and streamline the process for transfers to the Main Board.

Crypto / Digital Assets

IOSCO Calls for Stronger Response to Online Threats to Retail Investors

By Manesh Samtani | 17/12/2023

Collaboration is needed between regulators, law enforcement, and stakeholders in the broader online ecosystem like search engine operators and social media platforms.

Securities / Derivatives

China to Consider Launch of First Saudi-Focused Mutual Fund

By Editors | 17/12/2023

Huatai-PineBridge Fund Management is seeking approval to launch a mutual fund for Chinese investors that tracks the Saudi market.

Securities / Derivatives

Australia Proposes Bill to Reform Regulatory Regime for FMI Entities

By Manesh Samtani | 17/12/2023

The RBA and ASIC will gain enhanced regulatory powers over financial markets, CS facilities, derivative trade repositories, and benchmark administrators.