Securities & Trading
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Peter Guy Appointed as Editor-in-Chief
Editors, Regulation Asia June 24, 2014Regulation Asia, a leading online publication and events organiser covering financial services regulation, has appointed Peter Guy to the new role as Editor-in-Chief.
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IOSCO Survey Cites Cyber Issues as Potential Problems to Stability
Editors, Regulation Asia June 20, 2014Financial market regulators are increasingly seeing cybercrime and cyber-related issues as potential threat to systemic stability.
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Hong Kong Regulator to Amend Disclosure Norms for HK-Shanghai Stock Scheme
Editors, Regulation Asia June 19, 2014The Securities and Futures Commission plans to revise guidelines that will exempt companies from certain disclosure obligations.
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Taiwan to Ease Rules on Securities Houses
Editors, Regulation Asia June 18, 2014The Financial Supervisory Commission plans to ease investment restrictions on securities houses, allowing them more flexibility to expand overseas and grow into regional champions.
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New Zealand Regulator Issues DIMS Licensing Guide for Smaller Advisory Firms
Editors, Regulation Asia June 18, 2014Commerce Minister Craig Foss has announced changes to the regulation of discretionary investment management services to help smaller financial advisers obtain the service license.
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Australia’s Fund Managers to Pursue Asia Region Funds Passport in S. Korea
Editors, Regulation Asia June 17, 2014Australia’s top fund managers will lead high level discussions with South Korean officials and chief executives on how they can develop closer ties in financial services.
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Vietnam State Bank Imposes Fee on Cash Deposits
Editors, Regulation Asia June 17, 2014The State Bank of Vietnam has proposed new rules that would allow local banks to collect fees on cash deposits, in a move to limit cash transactions.
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S. Korea to Keep Current Forex Policy Under New Finance Minister
Editors, Regulation Asia June 17, 2014South Korea's foreign exchange policy will remain unchanged under the new economic team to be led by the finance minister nominee, according to a senior government official.
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Malaysia’s Central Bank, Competition Commission Sign Cooperation Agreement
Editors, Regulation Asia June 17, 2014Bank Negara Malaysia and the Malaysia Competition Commission have agreed to collaborate in areas of common regulatory objectives.
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Philippine Senate Okays Bill Allowing Full Foreign Ownership of Banks
Editors, Regulation Asia June 16, 2014The Philippine Senate has approved a bill seeking to expand the participation of foreign banks in the Philippine financial sector.
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