ADVERTISEMENT

Market Infrastructure
UK FCA Proposes Reforms to Strengthen Capital Markets
By Editors | 30/07/2024
The FCA also finalised rules allowing the ‘bundling’ of payments for investment research and trade execution.

Securities / Derivatives
Korea: Reforms Boost Appeal of Government Bond Market
By Manesh Samtani | 28/07/2024
Research by ICMA and Bloomberg found increasing interest by international investors in the KTB market due to recent reforms.

Securities / Derivatives
FMSB Publishes Spotlight Review on Pre-Hedging Practices
By Editors | 28/07/2024
The Spotlight Review offers case studies to provide practical guidance and highlight the nuanced application of pre-hedging principles across different context.

Market Infrastructure
France Advocates for Coordinated Approach to T+1 Transition
By Ranamita Chakraborty | 28/07/2024
AMF and Banque de France call for a “two-phased approach” to the transition, emphasising close cooperation with the UK and Switzerland.

Securities / Derivatives
PBOC, SAFE Simplify Requirements Under QFII, RQFII Regime
By Manesh Samtani | 27/07/2024
QFII and RQFII registration, FX management, and account management requirements have been simplified to ease access for foreign investors.

Securities / Derivatives
New Zealand FMA Issues Guidance on Protecting Client Assets
By Sanday Chongo Kabange | 27/07/2024
The guidance note applies to financial service providers that hold or deal with client money or property on behalf of clients, including stockbrokers and custodians.

Securities / Derivatives
PASLA Publishes APAC Securities Lending Market Guide 2024
By Editors | 26/07/2024
The guide provides information on securities finance markets across APAC, including recommendations for promoting more openness, transparency and efficiency.

Capital / Liquidity
EU Adopts Delegated Act to Postpone FRTB Implementation
By Manesh Samtani | 26/07/2024
FRTB will be postponed in the EU to “preserve the global level playing field” for internationally active European banks in respect of their trading activities.

Securities / Derivatives
Most Individual Investors Lose Money on Intraday Trading: SEBI Study
By Ajoy K Das | 26/07/2024
Over 70 percent of individual investors engaging in intraday stock trading experienced losses during 2022-23, SEBI found in a new study.

Market Infrastructure
Australia Explores Benefits of Central Clearing for Bond, Repo Markets
By Sanday Chongo Kabange | 26/07/2024
The CFR says changes in the size and structure of the Australian bond and repo markets may have strengthened the case for introducing central clearing.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.