ADVERTISEMENT

Fintech / Regtech
CFTC Consults on AI Uses and Risks in Derivatives Markets
By Editors | 30/01/2024
Responses will inform analysis on whether the CFTC should issue guidance or regulations on the use of AI in derivatives markets.

Fintech / Regtech
BOT, SET Push New Digital Payments Infrastructure on Businesses
By Sanday Chongo Kabange | 30/01/2024
The BOT and SET are promoting the use of a new payment infrastructure called “PromptBiz” to facilitate the digitalisation of the business sector.

Crypto / Digital Assets
Harvest Becomes First Hong Kong Applicant for Spot Bitcoin ETF
By Manesh Samtani | 30/01/2024
Harvest Global Investments has applied to list a spot Bitcoin ETF in Hong Kong, and also plans to participate in HKMA’s stablecoin sandbox.

Securities / Derivatives
India’s IFSCA Issues Eligibility Criteria for Accredited Investors
By Ajoy K Das | 30/01/2024
The GIFT City regulator has specified criteria for individuals, sole proprietorships and other investment entities who can be deemed accredited investors.

Capital / Liquidity
FRTB in APAC: Challenges, Solutions, and Strategic Implementation
By Yingqi Zhu | 30/01/2024
Despite its challenges, FRTB presents an opportunity for banks to modernise and for the industry to enhance stability and sophistication, says Yingqi Zhu.

Securities / Derivatives
SEBI Extends Deadline for Market Rumour Verification Rule
By Ajoy K Das | 29/01/2024
The regulator said the extension was necessary to finalise industry standards and implement certain legal amendments.

Capital / Liquidity
BOK Allows Non-banks to Participate in Open Market Operations
By Editors | 29/01/2024
Asset management firms, mutual savings banks and credit unions will be eligible to participate in MSB auctions and repo transactions with the central bank.

Securities / Derivatives
CSRC Adds More Securities Lending Curbs to Boost Stock Market
By Manesh Samtani | 29/01/2024
Shareholders are no longer allowed to lend shares during their lock-up period. Borrowed shares will no longer be available on the same day.

Securities / Derivatives
IOSCO Seeks Feedback on Post Trade Risk Reduction Services
By Manesh Samtani | 28/01/2024
IOSCO believes portfolio compression and counterparty risk optimisation services deserve attention from regulators globally.

Securities / Derivatives
Korea Amends Law to Guard Against Unregulated Investment Advice
By Manesh Samtani | 26/01/2024
Unregistered investment advisors are allowed to operate online chatrooms, but only to provide “non-specific investment advice” to a “general audience”.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team