Securities / Derivatives

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    Fintech / Regtech

    CFTC Consults on AI Uses and Risks in Derivatives Markets

    By Editors | 30/01/2024

    Responses will inform analysis on whether the CFTC should issue guidance or regulations on the use of AI in derivatives markets.

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    Fintech / Regtech

    BOT, SET Push New Digital Payments Infrastructure on Businesses

    By Sanday Chongo Kabange | 30/01/2024

    The BOT and SET are promoting the use of a new payment infrastructure called “PromptBiz” to facilitate the digitalisation of the business sector.

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    Crypto / Digital Assets

    Harvest Becomes First Hong Kong Applicant for Spot Bitcoin ETF

    By Manesh Samtani | 30/01/2024

    Harvest Global Investments has applied to list a spot Bitcoin ETF in Hong Kong, and also plans to participate in HKMA’s stablecoin sandbox.

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    Securities / Derivatives

    India’s IFSCA Issues Eligibility Criteria for Accredited Investors

    By Ajoy K Das | 30/01/2024

    The GIFT City regulator has specified criteria for individuals, sole proprietorships and other investment entities who can be deemed accredited investors.

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    Capital / Liquidity

    FRTB in APAC: Challenges, Solutions, and Strategic Implementation 

    By Yingqi Zhu | 30/01/2024

    Despite its challenges, FRTB presents an opportunity for banks to modernise and for the industry to enhance stability and sophistication, says Yingqi Zhu.

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    Securities / Derivatives

    SEBI Extends Deadline for Market Rumour Verification Rule

    By Ajoy K Das | 29/01/2024

    The regulator said the extension was necessary to finalise industry standards and implement certain legal amendments.

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    Capital / Liquidity

    BOK Allows Non-banks to Participate in Open Market Operations

    By Editors | 29/01/2024

    Asset management firms, mutual savings banks and credit unions will be eligible to participate in MSB auctions and repo transactions with the central bank.

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    Securities / Derivatives

    CSRC Adds More Securities Lending Curbs to Boost Stock Market

    By Manesh Samtani | 29/01/2024

    Shareholders are no longer allowed to lend shares during their lock-up period. Borrowed shares will no longer be available on the same day.

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    Securities / Derivatives

    IOSCO Seeks Feedback on Post Trade Risk Reduction Services

    By Manesh Samtani | 28/01/2024

    IOSCO believes portfolio compression and counterparty risk optimisation services deserve attention from regulators globally.

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    Securities / Derivatives

    Korea Amends Law to Guard Against Unregulated Investment Advice

    By Manesh Samtani | 26/01/2024

    Unregistered investment advisors are allowed to operate online chatrooms, but only to provide “non-specific investment advice” to a “general audience”.

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