Securities / Derivatives

Securities / Derivatives

FSS Korea Proposes Measures to Boost Trust in Underwriters

By Mark Johnston | 13/05/2024

The measures will strengthen due diligence, disclosure and IPO pricing standards; KRX facing criticism over delayed IPO approvals.

Securities / Derivatives

SEBI to Ease Disclosure Rules for Non-convertible Securities

By Ajoy K Das | 13/05/2024

SEBI proposed to remove requirements to disclose the PAN and personal addresses of promoters.

Securities / Derivatives

HKMA Issues Revised Guideline on SFC-registered AIs

By Editors | 13/05/2024

The revised module aims to serve as a “convenient regulatory handbook” for HKMA-authorised institutions that are also registered with the SFC.

Securities / Derivatives

RBI Relaxes Margin Requirements for Derivatives

By Ajoy K Das | 13/05/2024

Regulatory amendments are intended to make it easier for foreign investors to invest in derivatives.

Capital / Liquidity

RBI Finalises Margin Rules for Non-Cleared OTC Derivatives

By Manesh Samtani | 13/05/2024

The master direction on VM and IM exchange for non-centrally cleared OTC derivatives will enter into force from 8 November 2024.

Fintech / Regtech

FSC Korea Unveils Operation Plan for New ATS Market

By Manesh Samtani | 12/05/2024

The FSC will apply the best execution obligation to securities firms when Nextrade launches its new ATS platform in March 2025.

Securities / Derivatives

Hong Kong, Saudi Arabia Working on More ETF Listings

By Editors | 12/05/2024

An ETF that tracks Hong Kong’s stock indices will list in Riyadh. More Saudi Arabia ETFs may also list in Hong Kong.

Securities / Derivatives

SIFMA to Lead Shared Ledger Project for Multi-asset Transactions

By Manesh Samtani | 10/05/2024

The project participants and contributors include Citi, JP Morgan, Mastercard, Swift, Visa, Broadridge, DTCC, ISDA, and others.

Securities / Derivatives

SEBI Standardises Reporting Format for Investment Advisers

By Ajoy K Das | 10/05/2024

Investment advisers will need to submit reports to IAASB in a standardised format every six months.