Securities / Derivatives
-
PBOC Sets up Fintech Committee, But No Sandbox
Samuel Riding May 16, 2017Central bank to consider several of the measures mooted by head of science and technology department in March.
-
Pakistan to Introduce Single Stock Options in 3Q
Samuel Riding May 15, 2017Exchange expects move to increase market volume by 2-3x.
-
S.Korea FSC Could Have Policymaking Powers Removed
Samuel Riding May 11, 2017Incoming President Moon Jae-in has argued FSC should be a regulator only.
-
Malaysia Launches Automated Portfolio Management Regime
Samuel Riding May 10, 2017New framework on licensing and conduct designed to increase wealth management channels.
-
APRA Proposes OTC Margining Substitute Compliance
Samuel Riding May 10, 2017Substitute compliance would encompass 7 jurisdictions including 3 in APAC
-
Trades with Vietnam, Pakistan, Taiwan to be Exempt from HK OTC Reporting Requirements
Samuel Riding April 28, 2017Securities law won’t be amended until October; firms asked to contact regulators if they cannot meet 1 July deadline.
-
Regulatory Imperatives on Asia’s Derivatives Frontier
Samuel Riding April 27, 2017The right regulatory framework and local expertise will be essential as new markets develop.
-
BIS Issues Basel III Report Card
Samuel Riding April 27, 2017Five of 8 APAC jurisdictions covered in report have yet to legislate for Pillar 3 disclosure requirements.
-
SEBI Confirms Introduction of Commodity Options
Samuel Riding April 27, 2017Other new initiatives cover equity/commodity licensing unification; mutual fund purchases via e-wallet.
-
Bitcoin Forum Reveals PBOC Rectification Order
Samuel Riding April 26, 2017Exchanges told to adhere to regulations on securities, futures and forex; tighten AML controls.
Loading more posts...
Sorry, no more posts
No more pages to load
