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Securities / Derivatives
CSRC Green Lights Launch of New ETF Options in China
By Editors | 07/09/2022
ChiNext Board ETF options will list in Shenzhen, while CSI 500 ETF options will list in both Shanghai and Shenzhen.
Securities / Derivatives
Big Four Auditor Facing HK Lawsuit Over Chinese Audit
By Editors | 07/09/2022
The liquidator of a now-collapsed Chinese biotech firm said the auditor could have easily exposed fraud by asking obvious questions.
ESG / Sustainability
China Executes First Triparty Repo Trades Using ESG Bonds
By Editors | 07/09/2022
CFETS, Clearstream and Chinese financial institutions cooperated to execute the first triparty repo trades involving ESG-eligible bonds.
Securities / Derivatives
Beijing Stock Exchange Turns One Year Old
By Editors | 06/09/2022
The BSE issued draft rules for margin trading and securities lending, launched its first treasury bond, and set out plans to introduce its first benchmark index.
Securities / Derivatives
FSC Korea Unveils New Rules to Address Unfair Split-Off IPOs
By Editors | 06/09/2022
Korean investors often lose out when companies decide to split off rapidly growing portions of their businesses into new IPOs.
Enforcement
Singapore Jails Five Former Remisiers for False Trading
By Editors | 06/09/2022
The five were former remisiers for Phillip Securities, OCBC Securities, DBS Vickers Securities, and Maybank Kim Eng Securities.
Capital / Liquidity
Phase 6 of Initial Margin Rules Take Effect
By Editors | 06/09/2022
The final phase of UMR implementation brought into scope approximately 800 firms, including many more buy-side firms than in previous phases.
Securities / Derivatives
SFC Suspends Rifa Futures Exec Over ‘Xinguanjia’ Trading Software
By Editors | 06/09/2022
In July, Rifa Futures became the fourth firm to be fined over the use of Xinguanjia. The firm’s managing director has now been suspended for 8 months.
Securities / Derivatives
ASIC Extends Ban on Binary Options Until 2031
By Editors | 06/09/2022
Since it came into effect, the ban has been “fully effective” in preventing retail clients from losing money trading binary options in Australia, ASIC said.
Securities / Derivatives
Japan FSA Consults on Documentary Requirements for Foreign Entry
By Editors | 06/09/2022
The amendment will allow applicants who meet certain conditions to submit written applications for registration and other subsequent documents in English.
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