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Securities / Derivatives
Bursa Malaysia Proposes Rules for LEAP-to-ACE Listing Transfers
By Editors | 10/08/2022
The framework will help LEAP Market companies transfer to the ACE Market, which offers a “more robust listing environment” and is open to the public.
Securities / Derivatives
Taiwan to Allow Securities Firms to Offer More Trust Products
By Darien Choong | 10/08/2022
Securities firms will be allowed to design more diversified trust products, enabling them to better meet customers’ financial planning needs, the FSC said.
Market Infrastructure
India: IFSCA Seeks to Merge GIFT City Exchanges – Report
By Editors | 10/08/2022
IFSCA is reportedly seeking to execute a merger between India INX and NSE IFSC, which are subsidiaries of BSE and NSE respectively.
Market Infrastructure
New Rules on Bookbuilding & Placing Activities Take Effect in Hong Kong
By Manesh Samtani | 10/08/2022
The new requirements represent the “most significant” regulation of debt primary markets in Asia-Pacific in recent memory, ICMA said in its latest quarterly report.
Securities / Derivatives
China: Dalian Exchange Launches Trading in Soybean, Soyoil Options
By Editors | 10/08/2022
The new contracts will help firms to meet their risk management needs and also support the high-quality development of the related sectors, the CSRC said.
Capital / Liquidity
BSEC Secures Pledge from Brokers to Support Stock Market
By Manesh Samtani | 10/08/2022
Merchant bankers also agreed to provide support. Listed companies were asked to form market-making subsidiaries. Bangladesh Bank amended its rules on calculating bank exposure limits.
Market Infrastructure
China Regulators Concerned of Shadow Banking Resurgence
By Editors | 09/08/2022
China’s National Audit Office has been reviewing the books of at least 20 trust firms. The CBIRC is strengthening its risk monitoring.
AML / KYC
Russia Bars Asset Sales by Investors from Unfriendly Nations
By Editors | 09/08/2022
A presidential decree prevents investors from so-called unfriendly countries from selling their stakes in banks, strategic entities, and other projects.
AML / KYC
SEBI Issues Rules on Trading Account Deactivation for Inadequate KYC
By Editors | 09/08/2022
Trading or demat accounts will be automatically deactivated if a show-cause notice or order issued by SEBI is undeliverable at the addresses mentioned in KYC records.
Enforcement
Taiwan FSC Penalises Eastspring for Violations by Former CIO
By Editors | 09/08/2022
The former chief investment officer used “another person’s account” to trade the same stock that was being traded by Eastspring.
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