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Enforcement
CSRC Fines GF Securities for Poor Due Diligence in Stock Sale
By Editors | 18/07/2023
GF Securities received an advance notice of administrative penalties from the CSRC connected to a 2018 share issuance by Misho Ecology & Landscape.

Fintech / Regtech
Korea FSS Launches New Online Licence Application Platform
By Sanday Chongo Kabange | 18/07/2023
The new “S.T.A.R.T” platform allows applicants to submit licensing, registration and accreditation applications digitally.

Securities / Derivatives
China Looking to Shore Up Confidence Among Foreign Investors
By Editors | 18/07/2023
Regulators are organising a meeting in Beijing this Friday to discuss the challenges faced by foreign investors and encourage them to maintain their presence in China.

ESG / Sustainability
IOSCO Issues Final Recommendations on Compliance Carbon Markets
By Editors | 18/07/2023
IOSCO’s final report sets out twelve key recommendations on establishing and enhancing compliance carbon markets, drawing from the experiences of traditional financial markets.

Securities / Derivatives
Bursa Malaysia Launches Programme to Incentivise ETF Trading
By Mark Johnston | 17/07/2023
The initiative is aimed at cultivating a vibrant ETF ecosystem and creating more opportunities for investors and traders.

AML / KYC
BSEC Chairman Under Scrutiny for Links to International Fraud
By Manesh Samtani | 17/07/2023
BSEC chairman Shibli Rubayat ul Islam allegedly received $800,000 in payments from accounts linked to a $13mn fraud against Hong Kong-based Ming Global.

Securities / Derivatives
DSB Integrates UPI in OTC ISIN UAT Environment
By Editors | 17/07/2023
Users of the OTC ISIN UAT environment can now develop and test changes to their systems to incorporate the UPI as part of the OTC ISIN record.

Fintech / Regtech
ASIC to Host Industry Roundtable on CHESS Replacement Project
By Editors | 17/07/2023
ASIC chair Joe Longo will chair an industry roundtable on 2 August to discuss a proposed CHESS replacement solution.

ESG / Sustainability
SEBI to Require Listed Entities to Cover ‘Value Chain’ in ESG Disclosures
By Editors | 16/07/2023
Listed companies will have to incorporate ESG information from firms in their value chain in their annual BRSR reports, and obtain assurance for such information.

Securities / Derivatives
CSRC Allows SHFE to Launch Synthetic Rubber Futures, Options
By Mark Johnston | 15/07/2023
Increasing fluctuations in the price of synthetic rubber has made the demand for risk management “increasingly strong”, the SHFE said.
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