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Securities / Derivatives
ETFs to Be Included in Stock Connect Starting 4 July
By Editors | 29/06/2022
The relevant rules and operational and regulatory arrangements have been finalised and technical systems have been put in place.
Fintech / Regtech
JPX Launches Real-time Calculation of Key TSE Indices
By Editors | 28/06/2022
The TSE’s prime, standard and growth market indices are being calculated every 15 seconds from 27 June instead of once a day.
Securities / Derivatives
Malaysia Unveils Strategic Roadmap to Develop Labuan IBFC
By Editors | 28/06/2022
The roadmap includes plans to develop regulatory requirements for digital assets, the tokenisation of non-securities, and dealings on digital exchange platforms.
Securities / Derivatives
CSRC Issues Draft Rules on Pension Investment in Mutual Funds
By Darien Choong | 28/06/2022
Under a new scheme, private pension funds can invest in mutual funds. Initially, only mutual funds with at least CNY 50 million of assets are eligible.
AML / KYC
Sanctions Force Russian Sovereign Debt Default
By Editors | 28/06/2022
Russia made USD 100 million in payments due on 27 May to Euroclear, but the funds were not delivered to investors due to sanctions.
Enforcement
SFC Fines CES Capital for Fund Management Failures
By Editors | 28/06/2022
CES Capital International failed to perform sufficient due diligence and monitoring of the underlying investments of two funds.
Securities / Derivatives
CBIRC Approves Goldman-ICBC Launch of Wealth Management JV
By Editors | 28/06/2022
Goldman Sachs ICBC Wealth Management, set up in May last year, becomes the fourth Sino-foreign wealth management JV approved to commence operations.
Market Infrastructure
US Lawmakers Conclude Review Into Meme Stock Market Event
By Editors | 28/06/2022
A House committee says the SEC should introduce a liquidity rule for clearing brokers and FINRA should establish liquidity planning requirements.
Securities / Derivatives
HKMA, SFC to Proceed With Changes to FSP List
By Editors | 27/06/2022
One new entity, Nomura Financial Products Europe GmbH, is being added to the FSP List under the OTC derivatives regime.
Securities / Derivatives
ASIC Demands More Transparent Communications from Super Trustees
By Editors | 26/06/2022
The communication strategies of some trustees may have risked confusing or misleading members about their product’s performance, ASIC said.
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