Securities / Derivatives

    Securities / Derivatives

    SEBI Instructs Fund Managers to Monitor Telegram for Name Misuse

    By Editors | 05/12/2022

    SEBI said some Telegram groups were impersonating mutual fund houses and has instructed AMCs to put in place monitoring to detect such activity.

    Market Infrastructure

    LME Defends March Decision to Cancel Nickel Trades

    By Mark Johnston | 05/12/2022

    The LME said a dozen of its members would have defaulted if it did not cancel the nickel trades in March 2022.

    Securities / Derivatives

    Euroclear to Link Global Investors to Korea Treasury Bonds

    By Editors | 05/12/2022

    Euroclear Bank and Korea Securities Depository will collaborate to provide international investors post trade access to Korea treasury bonds and monetary stabilisation bonds.

    Securities / Derivatives

    FSC Korea Outlines Plans to Require English Disclosures

    By Editors | 05/12/2022

    Listed companies with KRW 10 trillion in assets will have to issue English disclosures from 2024. Those with KRW 2 trillion in assets will follow suit from 2026.

    Securities / Derivatives

    Malaysia Extends Night Trading Session by Three Hours

    By Editors | 05/12/2022

    The After-Hours Trading session will end at 2.30am instead of 11.30pm for selected derivatives contracts, Bursa Malaysia Derivatives said.

    ESG / Sustainability

    Florida to Divest $2bn from BlackRock Over ESG Objections

    By Editors | 05/12/2022

    Florida CFO Jimmy Patronis describes BlackRock’s ESG strategy as a “social-engineering project” that has “nothing to do with maximizing returns”.

    Securities / Derivatives

    China Targets Investment Banking Controls at Securities Firms

    By Editors | 04/12/2022

    CSRC penalises multiple securities firms. New evaluation system will lead to more intense supervision of firms with lower-quality investment banking practices.

    Securities / Derivatives

    JPX Acquisition to Improve English Disclosures by Listed Companies

    By Editors | 04/12/2022

    JPXI will acquire SCRIPTS Asia, which creates English transcripts of investor events held by listed companies and distributes them to domestic and overseas investors.

    Capital / Liquidity

    HKFE Invites Firms to Support Development of FX Derivatives Market

    By Editors | 04/12/2022

    HKFE is seeking liquidity providers and market participants to support the development of liquidity in RMB and INR derivatives contracts.

    Enforcement

    US Financial Firms to Spend $18bn on Surveillance Tech This Year

    By Editors | 03/12/2022

    The increased spending comes after multiple financial firms were fined for failing to monitor and keep records on employees’ communications via messaging apps.

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