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Market Infrastructure
India’s CCIL Proposes to Create Infrastructure for UMR Compliance
By Manesh Samtani | 28/09/2022
CCIL says market participants have expressed a desire since 2016 for it to provide the centralised infrastructure needed for UMR compliance.
AML / KYC
SFC Shines Regulatory Spotlight on Online Platforms
By Hannah Cassidy | 28/09/2022
Hannah Cassidy and Natalie Curtis discuss key areas of concern for the SFC in relation to the online platforms operated by licensed firms.
AML / KYC
AUSTRAC Identifies Emerging AML Risks Facing Super Funds
By Sanday Chongo Kabange | 28/09/2022
Super funds are exposed to cyber crime, as well as AML risks resulting from the growth in merger activity across the sector.
Securities / Derivatives
NZ FMA Proposes to Update Guidance on Broker Obligations
By Editors | 28/09/2022
The FMA is proposing to update its 2014 guidance to align with regulatory updates and incorporate additional guidance for custodians.
ESG / Sustainability
Bursa Malaysia Updates Sustainability Reporting Framework
By Editors | 27/09/2022
By 2025, all Main Market listed issuers will be reporting TCFD-aligned disclosures and internalising climate change considerations in their business strategies.
Securities / Derivatives
Tokyo Bourse Issues Guidance on Making English Disclosures
By Editors | 26/09/2022
The TSE says the disclosure of corporate information in English is becoming increasingly important to attract foreign investment.
Fintech / Regtech
SEBI to Tighten Rules on Algo Trading Offered to Retail
By Editors | 26/09/2022
SEBI will scrutinise firms offering algorithmic trading services that claim high returns but cannot be audited or validated.
Crypto / Digital Assets
ICMA Publishes Guidance on DLT-based Bonds
By Editors | 26/09/2022
The FAQs are designed to provide “non-experts” a basic understanding of DLT bonds and their impact on capital markets.
Market Infrastructure
Japan Commences Holiday Trading in Derivatives Market
By Editors | 25/09/2022
Holiday trading is now allowed on Osaka Exchange and TOCOM – for index and commodity futures and options.
Securities / Derivatives
LME Faces More Lawsuits Over Cancelled Nickel Trades
By Editors | 25/09/2022
AQR Capital Management, DRW Commodities, Flow Traders, Capstone Investment Advisors and Winton Capital Management filed legal action against the LME.
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