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Market Infrastructure
Chi-X Australia Completes Initial Integration with Cboe
By Editors | 01/02/2022
Cboe Global Markets acquired Chi-X in June 2021. The ongoing integration will bring the BIDS block trading model to the Australian market.
ESG / Sustainability
MAS to Issue New Anti-Greenwashing Rules for ESG Funds
By Manesh Samtani | 31/01/2022
Greenwashing poses a “real and present danger” to industry efforts to advance sustainability considerations in their investment processes.
AML / KYC
HKMA, SFC Allow Intermediaries to Offer Crypto Services
By Manesh Samtani | 31/01/2022
Authorised institutions and licensed corporations wishing to offer virtual asset dealing services can do so only by partnering with SFC-licensed trading platforms.
Securities / Derivatives
TFEX to Expand FX Derivatives Products During 2022
By Editors | 30/01/2022
In the year ahead, TFEX will add more currency pairs to its FX derivatives product line and work to enhance liquidity in main board commodity derivatives.
Securities / Derivatives
SEBI Directs Firms to Use Demat Form When Re-issuing Securities
By Ranamita Chakraborty | 30/01/2022
Issuer firms and RTAs should issue securities in dematerialised form when processing service requests from investors.
Securities / Derivatives
Taiwan to Ease Limit on Investment in Mainland Financial Firms
By Editors | 30/01/2022
The FSC proposes to allow Taiwanese securities and futures companies to own more than 50 percent of Mainland institutions.
Market Infrastructure
SHFE to Introduce Commodity Swaps with Central Settlement
By Editors | 30/01/2022
Shanghai Futures Exchange has issued new rules setting out the requirements for firms to participate as primary dealers, secondary dealers and settlement institutions.
Enforcement
SFC Fines Citigroup Asia Unit for Client Facilitation Misconduct
By Editors | 28/01/2022
Deceptive practices were deployed at the expense of clients’ best interest and to the detriment of market integrity, said SFC chief Ashley Alder.
Securities / Derivatives
Taiwan FSC Finalises Rules on Listco Related Party Transactions
By Darien Choong | 28/01/2022
The rules seek to strengthen the management of related party transactions and improve the quality of opinions issued by external experts.
Securities / Derivatives
KRX Chief Vows to Improve Investor Protection in Stock Market
By Sanday Chongo Kabange | 28/01/2022
Sohn Byung-doo suggests lockup periods be imposed on executives following an IPO, and that companies be required to consider retail investors when processing spinoff IPOs.
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