SECURITIES / DERIVATIVES

    Market Infrastructure

    Chi-X Australia Completes Initial Integration with Cboe

    By Editors | 01/02/2022

    Cboe Global Markets acquired Chi-X in June 2021. The ongoing integration will bring the BIDS block trading model to the Australian market.

    ESG / Sustainability

    MAS to Issue New Anti-Greenwashing Rules for ESG Funds

    By Manesh Samtani | 31/01/2022

    Greenwashing poses a “real and present danger” to industry efforts to advance sustainability considerations in their investment processes.

    AML / KYC

    HKMA, SFC Allow Intermediaries to Offer Crypto Services

    By Manesh Samtani | 31/01/2022

    Authorised institutions and licensed corporations wishing to offer virtual asset dealing services can do so only by partnering with SFC-licensed trading platforms.

    Securities / Derivatives

    TFEX to Expand FX Derivatives Products During 2022

    By Editors | 30/01/2022

    In the year ahead, TFEX will add more currency pairs to its FX derivatives product line and work to enhance liquidity in main board commodity derivatives.

    Securities / Derivatives

    SEBI Directs Firms to Use Demat Form When Re-issuing Securities

    By Ranamita Chakraborty | 30/01/2022

    Issuer firms and RTAs should issue securities in dematerialised form when processing service requests from investors.

    Securities / Derivatives

    Taiwan to Ease Limit on Investment in Mainland Financial Firms

    By Editors | 30/01/2022

    The FSC proposes to allow Taiwanese securities and futures companies to own more than 50 percent of Mainland institutions.

    Market Infrastructure

    SHFE to Introduce Commodity Swaps with Central Settlement

    By Editors | 30/01/2022

    Shanghai Futures Exchange has issued new rules setting out the requirements for firms to participate as primary dealers, secondary dealers and settlement institutions.

    Enforcement

    SFC Fines Citigroup Asia Unit for Client Facilitation Misconduct

    By Editors | 28/01/2022

    Deceptive practices were deployed at the expense of clients’ best interest and to the detriment of market integrity, said SFC chief Ashley Alder.

    Securities / Derivatives

    Taiwan FSC Finalises Rules on Listco Related Party Transactions

    By Darien Choong | 28/01/2022

    The rules seek to strengthen the management of related party transactions and improve the quality of opinions issued by external experts.

    Securities / Derivatives

    KRX Chief Vows to Improve Investor Protection in Stock Market

    By Sanday Chongo Kabange | 28/01/2022

    Sohn Byung-doo suggests lockup periods be imposed on executives following an IPO, and that companies be required to consider retail investors when processing spinoff IPOs.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team