Securities / Derivatives

    Market Infrastructure

    Beijing Stock Exchange Marks First Anniversary Since Launch

    By Editors | 16/11/2022

    The BSE issued new rules for margin financing and securities lending business, in a bid to further improve market liquidity and pricing efficiency.

    Securities / Derivatives

    ESMA Recognises Bursa Malaysia Derivatives Clearing as TC-CCP

    By Editors | 16/11/2022

    The recognition will make it easier and more cost-effective for European counterparties to access Malaysia’s derivatives market.

    Market Infrastructure

    Chinese Firms Continue to List GDRs on SIX Swiss Exchange

    By Editors | 16/11/2022

    Since July eight Chinese companies have raised more than USD 2.5 billion via GDR listings on the SIX Swiss Exchange.

    Securities / Derivatives

    Uncertain Times Call for Quality Financial Disclosures: IOSCO

    By Editors | 16/11/2022

    Issuers, audit committees, and external auditors must ensure investors receive accurate, transparent and timely information especially in times of heightened uncertainty.

    Securities / Derivatives

    China Launches New Platform for Personal Pension Investors

    By Editors | 15/11/2022

    The platform allows users to open accounts, view product information, and communicate with FIs offering pension and wealth management products.

    Fintech / Regtech

    Bursa Malaysia Launches New Portal for Fund Investors

    By Sanday Chongo Kabange | 15/11/2022

    The platform allows investors to view fund information, compare funds, create watchlists, and communicate with fund managers.

    Crypto / Digital Assets

    ISDA to Publish Draft Standards for Crypto Derivatives by Year End

    By Manesh Samtani | 15/11/2022

    ISDA will also consider developing collateral documentation for OTC crypto derivatives transactions and standard contracts for crypto swaps and physically-settled transactions.

    AML / KYC

    GLEIF, SWIFT Collaborate to Enable Mapping Between MICs and LEIs

    By Editors | 15/11/2022

    GLEIF will publish new open-source relationship files monthly which will map Market Identifier Codes pertaining to legal entities to the corresponding LEIs.

    Securities / Derivatives

    UOB Lists First Product on SGX Using Shenzhen ETF Link

    By Editors | 15/11/2022

    The SGX-listed ETF replicates the performance of SZSE’s ChiNext Index by investing in a Shenzhen-listed ETF managed by Ping An Fund Management.

    Enforcement

    US SEC Expands Staff Messaging Probe to Private Equity Firms

    By Editors | 15/11/2022

    KKR & Co, Apollo Global Management and Carlyle Group have disclosed that they are subject to the SEC’s regulatory probe.

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