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Market Infrastructure
CSRC Unveils Plans to Further Expand Stock Connect
By Manesh Samtani | 05/09/2022
More companies will be added to Stock Connect and Hong Kong will introduce treasury bond futures and a special counter for yuan stocks.
Securities / Derivatives
Russia Bond CDS Auction to Be Held on 12 September
By Editors | 04/09/2022
The amounts holders of CDS on Russian debt are likely to receive has reportedly dropped by about a third since early June.
Enforcement
Thai SEC Files Suit Against Company Chairman Fake Vaccine Deal
By Editors | 03/09/2022
The chairman disseminated false statements to various media outlets last year saying his company had signed a contract to import Phizer’s Covid-19 vaccines.
Market Infrastructure
ASX Amends Loss Allocation Rules for USD Clearing Defaults
By Editors | 03/09/2022
ASX has revised its approach to allocating losses that could arise from the default of USD settlement bank.
ESG / Sustainability
China Opens More Derivatives Products to Foreign Investors
By Editors | 03/09/2022
CFFEX, ZCE, SHFE, INE and DCE opened more futures and options products to foreign investors. New derivatives products are also being developed.
Securities / Derivatives
Korean Regulator Warns of Risks from Leveraged ETFs
By Editors | 03/09/2022
Three of the top ten overseas products purchased by Korean retail investors in H1 were highly leveraged ETPs which have lost 60 percent or more this year.
Securities / Derivatives
New Guidance Issued on HKMA Funds Certification
By Editors | 02/09/2022
The guidance is intended to help funds and their auditors prepare the necessary reports needed to obtain carried interest tax concessions.
Fintech / Regtech
SFC Finds Deficiencies in Investment Services Offered Online
By Sanday Chongo Kabange | 02/09/2022
The SFC is calling on licenced corporations to address regulatory deficiencies identified in some investment services offered online.
ESG / Sustainability
IOSCO Offers Guidance on Educating Investors About ESG
By Editors | 01/09/2022
Regulators should help investors better understand ESG certifications, labels and scores, and facilitate financial advisor anti-greenwashing training.
Enforcement
Australia: Grant Thornton Auditor Facing Criminal Charges
By Editors | 01/09/2022
The matter reportedly concerns revenue numbers signed off by Grant Thornton for booking in the half-year results of iSignthis Ltd in 2018.
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