Securities / Derivatives

    Enforcement

    FSS Instructs BNK Kyongnam Bank to Compensate Lime Investors

    By Editors | 17/11/2022

    The FSS determined that BNK Kyongnam Bank should provide 65 to 75 percent compensation to two investors affected by the collapse of Lime Asset Management.

    Big Picture

    “No Simple Fix” for Corporate Bond Liquidity Issues: IOSCO

    By Editors | 17/11/2022

    IOSCO published feedback received from a review of ways to improve the functioning of and liquidity in corporate bond markets under stress.

    ESG / Sustainability

    Bursa Malaysia, Companies Commission Offer Boost to SMEs

    By Editors | 17/11/2022

    The collaboration includes exploring opportunities to support digital economy growth, facilitating data sharing between businesses, and advancing the ESG agenda.

    Fintech / Regtech

    ISLA Launches Working Group to Digitise the GMSLA

    By Editors | 17/11/2022

    The working group will initially focus on encoding the business outcomes from the ISLA Clause Library & Taxonomy into the Common Domain Model.

    Fintech / Regtech

    SEBI Issues New Rules for Operators of Online Bond Platforms

    By Editors | 17/11/2022

    Online bond platform providers must have a stockbroker registration certificate from SEBI and be registered with the stock exchange.

    ESG / Sustainability

    Alternative Credit Managers Launch ESG Disclosure Tool

    By Editors | 17/11/2022

    The ESG Integrated Disclosure Project template provides private companies and credit investors a standard format for ESG-related disclosures.

    Market Infrastructure

    ASX Pauses CHESS Replacement Project to Reassess Design

    By Manesh Samtani | 17/11/2022

    ASX will write off about A$250mn in capitalised software, in response to an independent review by Accenture. ASIC and the RBA express disappointment.

    Market Infrastructure

    PCAOB Had “Good Access” During Hong Kong Audit Inspection – Report

    By Editors | 16/11/2022

    The PCAOB reportedly gained all the information it requested during its inspection, but a decision has not yet been made regarding its dispute with Chinese regulators.

    Market Infrastructure

    Beijing Stock Exchange Marks First Anniversary Since Launch

    By Editors | 16/11/2022

    The BSE issued new rules for margin financing and securities lending business, in a bid to further improve market liquidity and pricing efficiency.

    Securities / Derivatives

    ESMA Recognises Bursa Malaysia Derivatives Clearing as TC-CCP

    By Editors | 16/11/2022

    The recognition will make it easier and more cost-effective for European counterparties to access Malaysia’s derivatives market.

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