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Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.
Cloud & Infrastructure
SFC, Canadian Regulators Establish Fintech Cooperation Agreement
By Editors | 12/07/2021
Under the agreement, the SFC and eight Canadian securities regulators will cooperate on information sharing and referrals between their innovation functions.
AI Risk & Governance
FSC Korea Issues Guidelines on AI-based Financial Services
By Ranamita Chakraborty | 11/07/2021
Financial firms offering services using AI technologies will be required to have controls in place that ensure fairness to prevent consumer discrimination.
Emerging Prudential Risks
The Resilience Imperative: Succeeding in Uncertain Times
By Gabriele Vigo | 11/07/2021
Strengthening financial institutions’ resilience has never been more important, say Gabriele Vigo and Olivia White at McKinsey.
Anti-Money Laundering
FATF Examines Technology Use in AML/CTF Efforts
By Manesh Samtani | 05/07/2021
While the use of innovative AML/CFT technologies can help identify risks and focus compliance efforts, manual review and human input remain “very important”.
Cloud & Infrastructure
HKMA Sets Out ‘Four Actions’ to Realise Regtech 2025 Vision
By Manesh Samtani | 01/07/2021
At the HKMA’s flagship regtech conference, Eddie Yue outlined the initiatives underway to promote regtech adoption, including to explore a corporate version of iAM Smart.
Trading & Investment
New Report Explores Impact of AT/HFT on Hong Kong Equities
By Manesh Samtani | 28/06/2021
Algorithmic trading and high-frequency trading were generally not found to have a deteriorating impact on market liquidity or increase market volatility.
AI Risk & Governance
ASIFMA Calls for Harmonised Approach to Regulating AI
By Editors | 25/06/2021
Regulators should leverage existing frameworks that largely already address and mitigate the key risks associated with the increased use of AI.
Cloud & Infrastructure
SFA Forms ‘Club’ to Drive Fintech Community Development
By Ranamita Chakraborty | 24/06/2021
SG FinTech Club will enable fintech professionals to make deeper connections with industry peers, upskill and access growth opportunities.
Cloud & Infrastructure
InvestHK Launches 2021 Fintech Fast Track Programme
By Sanday Chongo Kabange | 21/06/2021
Selected companies will be showcased prominently at Hong Kong Fintech Week 2021 which takes place from 1 to 5 November.
Cloud & Infrastructure
HKMA to Conduct Industry Stock-take on Fintech Adoption
By Editors | 21/06/2021
All licensed banks with significant operations in Hong Kong must prepare and submit a questionnaire on fintech adoption by 31 December.
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