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Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.
Trading & Investment
Korea Joins Regional Peers in Adopting AI-based Market Surveillance
By JP Reimann | 08/05/2018
KRX launches new market surveillance system based on artificial intelligence; reduces time to secure data on suspicious transactions from 5 days to 1 hour.
Cloud & Infrastructure
Fintech a Key Enabler for Financial Firms – DTCC
By Manesh Samtani | 07/05/2018
Markets safer and more resilient 10 years post-GFC, but regulatory complexities and rapidly-changing risk landscapes persist as challenges to the industry.
AI Risk & Governance
ASIC Continues Regtech Support with NLP Trials
By JP Reimann | 07/05/2018
ASIC deepened its support of regtech with natural language processing trials; signifies regulator’s starting point in its evolving approach to new technologies.
Cloud & Infrastructure
Singapore, Vietnam Sign Fintech, Banking Supervision Agreement
By JP Reimann | 26/04/2018
The central banks have agreed on a partnership to encourage fintech innovation and strengthen banking supervision.
Market Abuse
HKEX Fights Market Abuse with AI, Machine Learning Tech
By JP Reimann | 19/04/2018
NASDAQ technology aims to better safeguard market integrity, detect unusual trading and market abuse, and provide immediate review of group activity involving coordinated trades.
Cybersecurity
Philippines Targets Retail Finance Digitalisation
By Garima Chitkara | 19/04/2018
BSP governor laid out the central bank’s regulatory priorities in fintech and regtech while revealing regulation around AML/KYC requirements and mitigating the risks surrounding data security.
Cloud & Infrastructure
Philippines to Strengthen Supervision Through Regtech
By Editors | 05/04/2018
BSP to adopt regtech solutions including API for electronic data submissions by FIs, chatbot for complaints to the regulator.
AI Risk & Governance
MAS Guidance on AI, Data Analytics In The Works
By Editors | 04/04/2018
Key financial industry stakeholders to co-create guide setting out key principles, best practices to strengthen governance, reduce data misuse risks.
AI Risk & Governance
SFC Issues Robo-advice Guidelines
By Samuel Riding | 29/03/2018
Robo-advice platforms should explain how their underlying algorithms operate, ensure regular testing to ensure they remain fit for purpose.
AI Risk & Governance
Indian Exchange Eyes Machine Learning, AI to Combat HFT Risks – Report
By Editors | 28/03/2018
Managing director and CEO of National Stock Exchange tells Livemint new technology is needed to meet traders’ increasing sophistication.
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