AI Risk & Governance

Trading & Investment

India to Introduce Guidelines for Algorithmic Trading

By Editors | 26/07/2015

The Securities and Exchange Board of India is working on guidelines to regulate algorithmic trading and is expected to release them within the next two months.

Cloud & Infrastructure

Singapore Allows Banks to Test Fintech Innovation Without Seeking Approval

By Editors | 02/07/2015

The Monetary Authority of Singapore said financial institutions are free to test certain digital innovations without the approval of the regulator, while announcing other initiatives aimed at boosting the fintech sector.

Cloud & Infrastructure

Australian Banks, Tech Firms to Launch Sydney Fintech Hub

By Editors | 03/03/2015

Australian banks and tech companies are providing $2 million in funding to launch the country’s first fintech innovation hub in Sydney this May.

AI Risk & Governance

What are the Parallels Between Regulatory Overload and the Role of the Data Scientist?

By Editors | 13/10/2014

As compliance deadlines continue to stack up, Dev Bhudia of GoldenSource explains why the data scientist is playing an increasingly vital role in ensuring financial institutions avoid heavy fines.

Conduct, Culture & Accountability

Accounting and the Future of Banking

By Peter Guy | 22/09/2014

Helen Brand, CEO of ACCA explains, “The accountability of financial institutions will eventually be brought in line with other corporations – like utilities.”

KYC & CDD

Risk Management Technology Vendors Must Respond to Changing Regulations

By Peter Guy | 10/09/2014

Matthew Stauffer, CEO of Clarient Global, shares his ideas about evolving client and regulatory requirements.

Anti-Money Laundering

Leveraging Technology for Compliance and Performance

By Editors | 19/08/2014

Accuity CEO Hugh Jones describes how advanced systems are revolutionising banks’ ability to meet regulations.

Trading & Investment

IOSCO Sees Regulatory Challenges amid Rising Social Media Use in Markets

By Editors | 29/07/2014

The growing use of automated advice tools and social media is presenting new challenges to regulators in their oversight of capital markets, the International Organization of Securities Commissions said in a new report.