AI Risk & Governance

Trading & Investment

Regulations 2015 – Don’t Look Back

By Peter Guy | 29/12/2015

Financial regulations were as unstable as global markets in 2015. Here are the highlights.

Cloud & Infrastructure

Fintech: Don’t Fear the Regulator

By Samuel Riding | 15/12/2015

Fintech start-ups need to know how regulators are welcoming innovators.

KYC & CDD

Compliance Demands More Talent Than Ever

By Peter Guy | 08/12/2015

Staff turnover and increasing responsibilities are forcing banks to redefine the role of compliance managers.

Market Abuse

Trading or Spoofing? A Legal Perspective from Singapore

By Samuel Riding | 03/12/2015

WongPartnership discusses whether Singapore’s existing regulatory framework is sufficient to distinguish valid trading and spoofing.

AI Risk & Governance

Entering the Regtech Era

By Samuel Riding | 30/11/2015

In a new research report three Asia Pacific-based academics offer answers to the vexing question of how to regulate financial technology.

Market Abuse

Spoofing Conviction Creates Uncertainty

By Peter Guy | 09/11/2015

Last week’s successful US conviction creates more ambiguity in electronic trading and global markets.

AI Risk & Governance

Reinventing Regulation

By Editors | 16/10/2015

Concern about regulation should take a backseat to discussions on how to reinvent the regulatory framework.

Trading & Investment

Thailand Boosts Capital Market Access with Innovation

By Editors | 28/09/2015

SEC wants to ensure regulatory framework of the Thai capital market does not impede new developments.

Cloud & Infrastructure

MAS to Strengthen Dialogue with Financial Industry

By Editors | 29/07/2015

Creation of the new Financial Centre Advisory Panel aimed at strengthening dialogue and partnership with the financial industry.