ADVERTISEMENT
Reporting on regulatory approaches, ethical considerations, and risk management for AI technologies deployed in financial services and markets.
Operational Risk
BIS Paper Says Suptech Tools Could Diminish Supervisory Judgment
By Manesh Samtani | 12/12/2021
The increasing use of suptech tools may diminish supervisory judgment, which could lead to “supervisory blind spots” and a “broader loss of institutional knowledge”.
AI Risk & Governance
Regulation Asia Awards for Excellence 2021 – Results Announcement
By Editors | 10/12/2021
Regulation Asia held its fourth annual Awards ceremony on 9 December 2021. Here we explain our methodology and announce the winners for the year.
ESG Data
Moody’s Wins Best Solution for ESG Score Predictor
By Editors | 10/12/2021
The Moody’s Analytics ESG Score Predictor generates the best approximation of 59 ESG and climate metrics for any company worldwide, based on location, sector, and size.
Fraud, Scams & Cybercrime
Quantexa Awarded Best Solution in Anti-Fraud
By Editors | 10/12/2021
Quantexa’s platform brings together a holistic view of counterparties, creates a networked view of customer relationships, and uses graph analytics to detect risk.
KYC & CDD
Exiger’s DDIQ Named Best Solution in Due Diligence & Third Party Risk
By Editors | 10/12/2021
Exiger’s DDIQ solution enables firms to identify, validate and analyse risk indicators globally at high speed and at scale.
Structural Regulation
Wolters Kluwer Named Best Solution in Regulatory Reporting
By Editors | 10/12/2021
Wolters Kluwer enables FIs to address increasingly complex regulatory data and reporting requirements, leveraging an upgraded regulatory engine.
Cloud & Infrastructure
Vizor Recognised for Regulatory Reporting Initiatives in APAC
By Editors | 10/12/2021
Vizor by Regnology worked with key APAC regulators to implement new data collection platforms and has a new regulatory reporting solution for FIs.
AI Risk & Governance
Smarsh Wins RegTech Award for AI & Machine Learning
By Editors | 10/12/2021
Smarsh’s Enterprise Archive solution provides financial firms an unalterable record of their digital communications for supervision, audit, and discovery purposes.
Cloud & Infrastructure
IOSCO Offers Guidance on Developing Innovation Facilitators
By Editors | 07/12/2021
IOSCO sets out key considerations for regulators who are looking to establish innovation hubs, regulatory sandboxes, and regulatory accelerators.
Cloud & Infrastructure
Philippine SEC Seeks Funding Boost to Support Digital Transformation
By Mark Johnston | 06/12/2021
The SEC is seeking PHP 2.6 billion over a five year period to implement sweeping digital transformation initiatives, including to upgrade existing systems.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.