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Coverage of regulatory trends, risks, and innovations in the adoption of cloud services and critical infrastructure for financial institutions.
Structural Regulation
Australia Throws Open Door to Banking Disruptors
By Samuel Riding | 11/05/2017
Capital, shareholding, licensing regulations to be eased, sandbox expanded.
Cloud & Infrastructure
AxiomSL Appoints Peter Tierney APAC CEO
By Samuel Riding | 04/05/2017
AxiomSL appointed Peter Tierney as CEO of the firm’s Asia Pacific (APAC) region. Tierney brings more than 25 years of […]
Conduct, Culture & Accountability
Australian Parliament Confirms Bank Reform Proposals
By Samuel Riding | 26/04/2017
Stronger breach reporting requirement includes naming responsible senior executives.
AI Risk & Governance
MAS Chief Cites Technology as Top Regulatory Priority
By Samuel Riding | 24/04/2017
Ravi Menon cites banks exit from some market segments, but says costs not sufficient reason for regulatory rollback.
Supervision & Enforcement
S.Korea Regulator to Focus on ‘Ex-post’ Supervision
By Samuel Riding | 21/04/2017
Governor tells foreign firms FSS will shift from ‘punitive and ex-ante supervision’ in ‘the Age of VUCA’.
Cloud & Infrastructure
Hong Kong Pitches for Regtech Leadership
By JP Reimann | 13/04/2017
Regulators encourage mutual support and cooperation as industry players eye billions in cost savings.
AI Risk & Governance
Top PBOC Official Moots Fintech Sandbox
By Samuel Riding | 27/03/2017
Head of science and technology department eyes UK FCA’s model; to develop ‘more invasive’ regulation including regtech.
Cloud & Infrastructure
MAS Enters Japan Fintech Partnership
By Samuel Riding | 15/03/2017
Japan recently forged fintech link with UK; regulatory agreements over past 12 month belie talk of ‘economic nationalism’.
Operational Risk
Risk Management Costs Are Out of Control
By Peter Guy | 13/03/2017
Law firms and banks must devise new advisory models to reduce costs, improve compliance.
Cloud & Infrastructure
Updated – Japan, UK Regulators Agree Fintech Referrals
By Samuel Riding | 10/03/2017
JFSA also eyes cross-border rule making on blockchain.
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