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Reporting on regulatory requirements, enforcement actions, and best practices to safeguard financial institutions and markets against cyber threats, data breaches, and vulnerabilities through proactive measures.

Supervision & Enforcement
US SEC Fines 14 More Firms for Record-keeping Violations
By Thisanka Siripala | 14/01/2025
The latest penalties were imposed on units of Robinhood, Blackstone, Apollo, KKR, Charles Schwab, Santander and others.

Data Privacy
China Issues New Data Security Management Rules for Banks, Insurers
By Manesh Samtani | 09/01/2025
Banks and insurers must adopt differentiated security protection based on classifications of data, strengthen data security protection strategies, and prioritise the protection of personal data

Data Privacy
Singapore Reviewing Incident Involving Exposed NRIC Numbers
By Editors | 09/01/2025
500,000 queries were made over the five days when NRIC numbers were exposed. It is not known how many NRIC numbers were disclosed, or whether computer bots were used.

Anti-Money Laundering
Regulation Asia: Top 10 Contributed Articles for 2024
By Editors | 05/01/2025
This list presents the most-read contributed articles published by Regulation Asia in 2024, based on aggregated user traffic.

PEPs & Sanctions
US Sanctions Iranian, Russian Entities for Election Interference
By Editors | 04/01/2025
OFAC said affiliates of Iran’s IRGC and Russia’s GRU aimed to stoke socio-political tensions and influence the 2024 US election

Cybersecurity
BIS Proposes Rule to Address Foreign Threats in Commercial Drone Market
By Editors | 04/01/2025
The proposed rule seeks to safeguard the supply chain for unmanned aircraft systems or drones against foreign adversarial influences.

Cybersecurity
HKMA Calls on Banks to Participate in Cyber Intelligence Platform
By Sanday Chongo Kabange | 03/01/2025
The HKMA welcomed enhancements to the Platform announced by HKAB and called on banks to actively participate in the initiative.

Cryptocurrency
Philippine SEC Proposes New Regulatory Framework for Crypto
By Manesh Samtani | 02/01/2025
The rules cover capital requirements, consumer protection, disclosures and marketing, AML compliance, market abuse, and cybersecurity.

Cybersecurity
Japan FSA Requests Self-Inspections from Crypto Exchanges
By Manesh Samtani | 02/01/2025
The JVCEA is asked to ensure member crypto exchanges assess their vulnerability to North Korean cyberattacks, focusing on wallet management.

Fraud, Scams & Cybercrime
Vietnam Launches Nationwide Campaign Against Online Fraud
By Editors | 01/01/2025
Measures include developing an interagency coordination model and enhancing account verification, Internet banking security, and controls on crypto-related transactions.
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