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Conduct, Culture & Accountability
ASIC Flags Fund Manager Compliance Failures
By Editors | 15/06/2017
ASIC (the Australian Securities and Investments Commission) issued recommendations to improve conduct in the funds management sector, citing several failures […]
Anti-Bribery & Corruption
Asian Institutions Concerned by China Corruption – Report
By Editors | 15/06/2017
A survey on global corruption by advisory firm AlixPartners found China remains one of the riskiest countries in which to […]
Cybersecurity
More Fintech Regulatory Coordination Needed – ASIFMA
By Editors | 12/06/2017
MAS (the Monetary Authority of Singapore) inked an agreement with ASBA (the Association of Supervisors of Banks of the Americas) […]
Emerging Prudential Risks
RBA, BNM Governors to Head FSB’s Asia Consultative Group
By Editors | 12/06/2017
RBA (Reserve Bank of Australia) governor Philip Lowe will from 1 July this year replace Norman Chan, chief executive of […]
Cybersecurity
India Tightens Cybersecurity Requirements for NBFCs
By Editors | 12/06/2017
RBI (the Reserve Bank of India) issued directions to the country’s NBFCs (non-banking finance companies) on information technology and security, […]
Cybersecurity
30 FIs to Join HK Cybersecurity Crisis Drill
By Editors | 08/06/2017
Thirty of the top financial institutions in Hong Kong have signed up to an upcoming cybersecurity crisis drill, it was […]
AI Risk & Governance
Singapore to Ease Rules for Robo-advisers
By Editors | 08/06/2017
MAS (the Monetary Authority of Singapore) launched a consultation on digital financial advice services, a.k.a. robo-advisers, including proposals to ease […]
AI Risk & Governance
Japan FSA Anticipates ‘C2B’ Banking System
By Samuel Riding | 31/05/2017
Commissioner Nobuchika Mori suggests fintech will facilitate provision of ‘bespoke products to mass customers’.
AI Risk & Governance
ASIC Eyes Regtech Expansion
By Samuel Riding | 29/05/2017
Securities watchdog looks to bring more regulation and compliance technology into innovation hub, sandbox.
Cybersecurity
Cybersecurity – HK SFC’s Top Priority to Soon Become the Same for Senior Managers
By JP Reimann | 23/05/2017
New rules likely soon after SFC consultation as WannaCry underscores need for protection.
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