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AI Risk & Governance
PBOC Sets up Fintech Committee, But No Sandbox
By Samuel Riding | 16/05/2017
Central bank to consider several of the measures mooted by head of science and technology department in March.
Structural Regulation
Australia Throws Open Door to Banking Disruptors
By Samuel Riding | 11/05/2017
Capital, shareholding, licensing regulations to be eased, sandbox expanded.
AI Risk & Governance
Malaysia Launches Automated Portfolio Management Regime
By Samuel Riding | 10/05/2017
New framework on licensing and conduct designed to increase wealth management channels.
Cybersecurity
HK SFC Launches Broker Cybersecurity Consultation
By Editors | 09/05/2017
Cybercrime rapidly becoming a top priority of Asia Pacific regulators.
Trading & Investment
SFC Launches Robo-advice Consultation
By Samuel Riding | 08/05/2017
Proposed rules cover governance, suitability requirements and complex product sales.
Trading & Investment
Algo Trading: ‘I’m Sorry Dave, I’m Afraid I Can’t Do That’
By Peter Guy | 08/05/2017
Increasingly complex trading algorithms challenge regulators’ and banks’ ability to manage risks.
Structural Regulation
HK SFC Warns on ‘Phantom’ Brokerages
By Samuel Riding | 08/05/2017
Executive director for intermediaries says regulator will sanction or ban dormant firms.
Cloud & Infrastructure
AxiomSL Appoints Peter Tierney APAC CEO
By Samuel Riding | 04/05/2017
AxiomSL appointed Peter Tierney as CEO of the firm’s Asia Pacific (APAC) region. Tierney brings more than 25 years of […]
Liquidity Risk
HKMA Issues Annual Report
By Samuel Riding | 04/05/2017
Complaints against AIs up 9%, 1,729 cases completed; central bank warns on liquidity risk.
Conduct, Culture & Accountability
Australian Parliament Confirms Bank Reform Proposals
By Samuel Riding | 26/04/2017
Stronger breach reporting requirement includes naming responsible senior executives.
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