KYC & CDD

KYC & CDD

Achieving Regulatory Compliance: The Road Ahead

By Peter Guy | 03/12/2015

Compliance managers talk frankly about immense cross jurisdictional and data management challenges that refuse to go away.

KYC & CDD

Time Running out for ‘GATCA’ Compliance: Wolters Kluwer

By Samuel Riding | 24/11/2015

Institutions that move quickly on ‘Global Account Tax Compliance Act’ can gain competitive advantage.

Cryptocurrency

Japan to Revamp Oversight of Virtual Currencies

By Samuel Riding | 18/11/2015

FSA invites operators of virtual currency exchanges to share knowledge and come up with ideas for regulation.

KYC & CDD

SEBI to Ease KYC for Mutual Fund Investments

By Samuel Riding | 12/11/2015

Investments of less than USD3,000 will not require in-person verification.

KYC & CDD

Leading Banks Join Fenergo in Addressing Industry Challenges

By Editors | 09/11/2015

Complexity of multi-jurisdictional entity data is presenting financial institutions with inconsistencies between international and local rules and restrictions.

KYC & CDD

Dhanlaxmi Bank Fined for KYC Violations

By Samuel Riding | 06/11/2015

RBI sanction comes after warning notice and arrest of former Dhanlaxmi officials.

KYC & CDD

SEBI Plans to Use E-KYC for Mutual Fund Products: Sinha

By Samuel Riding | 29/10/2015

Move to bring all vetting processes online could attract new entrants to the market, SEBI head says.

Cloud & Infrastructure

When Regulations and Technology Clash

By Peter Guy | 26/10/2015

The ill-conceived pursuit of technology innovations by wealth managers and over cautious regulations are causing more uncertainty among clients.

AI Risk & Governance

Reinventing Regulation

By Editors | 16/10/2015

Concern about regulation should take a backseat to discussions on how to reinvent the regulatory framework.