Market Abuse

Market Abuse

Shanghai Futures Exchange Adopts Nasdaq Surveillance Platform

By Samuel Riding | 20/10/2016

New platform will monitor Exchange’s more than 200 members, 700 distant trading terminals.

Market Abuse

India’s NSE Launches HFT Forensic Audit

By Samuel Riding | 19/10/2016

Deloitte asked to looking into audit systems, investigate brokers and officials amid ‘fair access’ violations.

Market Abuse

CSRC Fines Media Firm for Misleading Article

By Samuel Riding | 18/10/2016

Securities regulator seeking to clamp down on market rumours and misinformation.

Market Abuse

Thailand SEC to Probe Stock Slump

By Samuel Riding | 17/10/2016

Securities regulator vows to take legal action if market manipulation is uncovered.

Market Abuse

Korea to Reform Short-Selling Rules

By Samuel Riding | 07/10/2016

Measures will aim to prevent losses due to delayed disclosure of foreign developments.

Market Abuse

Former Mega Bank Chairman Arrested in Taiwan

By Samuel Riding | 05/10/2016

Ex-chairman alleged to have offloaded stock in advance of US fine.

Structural Regulation

Australia Tightens Key Benchmark Rules

By Samuel Riding | 05/10/2016

New regulations require registration of benchmark-setting bodies.

Market Abuse

SGX Launches Trade Surveillance Tools

By Samuel Riding | 29/09/2016

Exchange issues Trade Surveillance Handbook covering spoofing, layering and marking the close.

Market Abuse

Japan Warns on Pharma, Biotech Insider Trading

By Samuel Riding | 23/09/2016

Regulator suspects doctors and academic personnel are involved in leaking information.