Market Abuse

Market Abuse

Ex-Credit Suisse Broker Denies Procuring Insider Trading

By Samuel Riding | 21/09/2016

ASIC brings prosecution on 11 charges related to trades in 7 companies.

Anti-Money Laundering

Taiwan Investigating Ex-regulators in Mega Bank Case

By Samuel Riding | 19/09/2016

Parliamentary task force is looking at possible money laundering and insider trading.

Trading & Investment

Hanoi Exchange Issues New Trading Rules

By Samuel Riding | 13/09/2016

New measures aim to prevent manipulation and boost liquidity.

Market Abuse

Forex Allegations Reopen Door to HSBC Prosecution

By Peter Guy | 12/09/2016

Charges against traders and possibly the bank itself will create regulatory and compliance dilemmas.

Market Abuse

China Bond Underwriting Probe Continues

By Samuel Riding | 08/09/2016

Campaign started in 2013 led to tighter regulation of inter-bank market.

Market Abuse

HK Tribunal Finds Short Seller Guilty of Market Misconduct

By Samuel Riding | 29/08/2016

Ruling on research report could add to fears of chilling effect after case against Moody’s.

Market Abuse

Singapore’s 1st ‘Front Running’ Prosecution

By Samuel Riding | 26/08/2016

Three defendants each charged with more than 100 offences.

Market Abuse

Chinese Affiliate of Dutch HFT Firm in CSRC Probe

By Samuel Riding | 26/08/2016

IMC says it is cooperating with regulator on inquiry into Shanghai-based operation.

Market Abuse

SEBI Eases Trading Restriction on Hundreds of Firms

By Samuel Riding | 24/08/2016

Several companies which had been barred from the securities market can now conduct transactions.