Market Abuse

Market Abuse

SEBI to Tighten Trading Violation Enforcement

By Samuel Riding | 06/05/2016

Securities regulator to introduce ‘market-wide impact’ definition.

Market Abuse

SGX Reveals Trading Irregularities after MAS Raids

By Samuel Riding | 25/04/2016

MAS and police raid at least four broking houses, take two remisiers for questioning.

Trading & Investment

HFT: Speed vs. Fairness

By Samuel Riding | 19/04/2016

Speakers at the India Regulatory Summit 2016 discuss issues around HFT and equalising market access.

Market Abuse

Credit Suisse Japan Vows to Improve Internal Controls

By Samuel Riding | 18/04/2016

SESC says analysts released pre-announcement earnings revisions to customers, asks FSA to punish bank.

Market Abuse

ASIC Starts Civil Case Against Westpac for BBSW Manipulation

By Samuel Riding | 06/04/2016

Securities regulator instigates case for ‘unconscionable conduct and market manipulation’.

Market Abuse

SEBI Surveillance Exposes Exchange Abuses

By Samuel Riding | 05/04/2016

More than 1,000 entities to be barred for abusing exchanges to evade taxes, manipulate market.

Trading & Investment

SEBI Considering New Spot Market Pricing Mechanism

By Samuel Riding | 28/03/2016

Price polling mechanism could be introduced for all commodities and their derivatives.

Market Abuse

HKEx: In Through the Back Door

By Peter Guy | 07/03/2016

Mainland Chinese buyers are treating the Hong Kong stock exchange like a breeding pen for listed shells.

Market Abuse

ASIC Begins Legal Proceedings against ANZ in Rate-rigging Case

By Samuel Riding | 04/03/2016

Regulator alleges bank sought to benefit from movements in bill swap reference rate.