Market Abuse

Conduct, Culture & Accountability

China’s ‘Embedded Analysts’ and the Cost of Transparency

By Samuel Riding | 08/06/2016

Companies use analysts, and potentially even auditors and fund managers, to communicate value, CUHK study finds.

Market Abuse

SZSE to Probe ‘Authenticity of Corporate Performance’

By Samuel Riding | 08/06/2016

Shenzhen exchange to also hone in on fulfilment of commitments on underlying assets.

Market Abuse

ASIC Launches 3rd BBSW-rigging Case

By Samuel Riding | 08/06/2016

Securities regulator accuses NAB of ‘unconscionable conduct and market manipulation’.

Market Abuse

India to Slash Number of Listed Firms

By Editors | 27/05/2016

Approximately 1,200 companies suspended from trading for seven years will be asked to exit market.

Market Abuse

Citibank, Japan Affiliates Fined for Benchmark Manipulation

By Samuel Riding | 27/05/2016

Total fine for actions in US, Japan amounts to USD425mn and covers 2007 and 2012.

Trading & Investment

SEBI to Increase Broker Monitoring, Issue HFT Regulations

By Samuel Riding | 27/05/2016

Regulator sets out priorities for 2016/17 including de-listing of 4,200 firms.

Market Abuse

SEC Freezes Account of Pakistan-based Trader

By Samuel Riding | 25/05/2016

US regulator says trader manipulated stock through false regulatory filing.

Market Abuse

How Friendships Cloak Financial Gain in China

By Samuel Riding | 24/05/2016

The importance of understanding the links between China’s fund managers and analysts.

Market Abuse

Credit Suisse Fined for Market Integrity Rule Breaches

By Samuel Riding | 20/05/2016

Australian unit fined USD50,000 for failure to have automated trading filters in place to prevent interference with market integrity.