Market Abuse

    News on regulatory investigations, enforcement actions, and technologies addressing practices like insider trading, market manipulation, and spoofing.

    Market Abuse

    Taiwan FSC Fines Ta-Chan Securities, Suspends Manager for Violations

    By Editors | 09/07/2025

    Ta-Chan Securities was fined for internal control failures. A discretionary investment manager was suspended for prohibited personal account trading.

    Market Abuse

    India to Upgrade Market Surveillance After Jane Street Ban

    By Editors | 08/07/2025

    SEBI will upgrade market surveillance after barring Jane Street, which has said it will appeal the market manipulation claims.

    Market Abuse

    Australian Federal Court Dismisses ASIC Misleading Disclosures Case

    By Editors | 07/07/2025

    A Federal Court judge has cleared four TerraCom officers of misleading the market, delivering a sharp critique of ASIC's case.

    Market Abuse

    India Bars Jane Street and Seizes $567m Over Market Manipulation Claims

    By Editors | 07/07/2025

    SEBI described Jane Street's trading behaviour as "egregious" and said the firm "is not a good faith actor that can be, or deserves to be, trusted."

    Anti-Money Laundering

    SFC Fines Arta Global Futures and Suspends Ex-Directors for AML Breaches

    By Editors | 04/07/2025

    The SFC has penalised Arta Global Futures and suspended two former senior executives over systemic AML and trading surveillance failures.

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    Market Abuse

    Hong Kong AFRC Fines Ex-CITIC Banker Over Insider Dealing

    By Sanday Chongo Kabange | 03/07/2025

    The AFRC has sanctioned Wu Kam Shing after a tribunal found he used confidential information from his banking role for personal gain.

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    Market Abuse

    ASIC Sues Coal Power Operator for Market Manipulation

    By Sanday Chongo Kabange | 02/07/2025

    ASIC alleges that Delta Power & Energy engaged in futures market and financial benchmark manipulation on 30 occasions.

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    Market Abuse

    Taiwan Passes Law Allowing Cross-Company Dismissal of Directors

    By Editors | 02/07/2025

    The new law allows for the dismissal of listed company directors for fraud or embezzlement committed at other firms.

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    Conduct, Culture & Accountability

    Singapore Retail Investors Face Hurdles Exercising Rights: Survey

    By Nithya Subramanian | 30/06/2025

    The SIAS survey revealed that retail investors continue to face challenges in exercising their rights and calls for stronger protections.

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    Fraud, Scams & Cybercrime

    Hong Kong Police Arrest Eight Involved in Share Sale Scams

    By Editors | 28/06/2025

    HK police have arrested eight individuals in connection with two phishing schemes targeting over 130 investors, resulting in HK$46 million in losses.

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