Financial Crime

    Conduct, Culture & Accountability

    Australian Bank Conduct Code to be Compulsory

    By Editors | 28/03/2018

    Code being considered by ASIC will be binding, with self-regulatory body given power to investigate misdemeanours and issue sanctions.

    Resolution & Recovery

    Vietnam Establishes Early Intervention Mechanism for Ailing Banks

    By Editors | 26/03/2018

    New mechanism provides guidelines for SBV directors to take action as a credit institution profile weakens to contain risk.

    Anti-Money Laundering

    S.Korea to Inspect Banks’ Crypto Dealings for AML Compliance

    By Manesh Samtani | 26/03/2018

    FSS and KoFIU will check on implementation progress of AML guidelines; examine corporate accounts belonging to crypto exchanges.

    Structural Regulation

    Guo Shuqing to Head China Super Regulator

    By Samuel Riding | 26/03/2018

    Senior party official will take responsibility for merged banking, insurance regulator, as predicted by Regulation Asia last February.

    Fraud, Scams & Cybercrime

    UPDATED – Indian Banks Fall Victim to $342mn in Loan Frauds

    By Editors | 23/03/2018

    Jewellery chain falsified financial records to obtain 8.24 billion rupees in loans from 14 banks over 10 years; infrastructure firm defrauds 9-bank consortium of 13.94 billion rupees.

    Payments & Settlements

    Thailand Banks on Blockchain

    By Manesh Samtani | 22/03/2018

    Central bank plans adoption of blockchain for interbank settlements, bond issuance; leading banks launch joint initiative on blockchain based letters of credit.

    Anti-Money Laundering

    HK, India Sign Tax Pact

    By Editors | 22/03/2018

    Hong Kong investors will pay half the normal withholding tax rate on the interest earned on their investments in India.

    Anti-Money Laundering

    New Zealand: $970mn Laundered Each Year

    By Editors | 21/03/2018

    Key facilitators for money laundering include shell companies and trusts, alternative banking platforms, trade based activities, real estate, casinos.

    Anti-Money Laundering

    S.Korea Tax Authority Fines Brokers for ‘Borrowed Name’ Accounts

    By Editors | 21/03/2018

    Brokerages penalised for Samsung chief’s borrowed-name accounts will seek to recover money from the electronics giant.

    KYC & CDD

    Indonesian State-owned Lender to Introduce Biometric Security

    By Editors | 21/03/2018

    System, which is awaiting approval from financial service authority, will require either fingerprint or retina scanning.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.