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Market Abuse
ASIC Reports on Market Integrity Achievements
By Editors | 07/10/2015
Report highlights continued investment in technology as a main factor helping it to identify complex crimes and patterns of behaviour.
KYC & CDD
CPMI Consults on Correspondent Banking Recommendations
By Editors | 07/10/2015
Consultative report on correspondent banking to include reviewing KYC utilities, use of LEI and information sharing.
Credit Risk
RBI Orders Corrective Action on State-Run Bank
By Editors | 07/10/2015
Indian Overseas Bank is required to improve internal controls and deal with mounting non-performing assets.
Anti-Money Laundering
Myanmar Central Bank Releases AML/CTF Guidelines
By Editors | 05/10/2015
The Central Bank of Myanmar has published risk management guidelines for anti-money laundering and counter terrorist financing at financial institutions.
Anti-Money Laundering
China to Cap Overseas Cash Withdrawals to Curb Outflows
By Editors | 01/10/2015
China’s foreign exchange regulator will impose new caps on cash withdrawals from outside the country using UnionPay cards to help combat money laundering and curb capital outflows,
KYC & CDD
Compliance a Key Barrier to Trade Finance, says ICC Report
By Editors | 01/10/2015
Results from global survey highlights impact of regulation on trade finance.
Structural Regulation
Nepal Central Bank to Be Sole Banking Regulator
By Editors | 25/09/2015
Nepal Rastra Bank – the country’s central bank – will be the sole regulator for banks and financial institutions under the new constitution unveiled on Sunday.
Anti-Money Laundering
Aussie Banks Force Bitcoin Operators Out of Business
By Editors | 25/09/2015
Australia’s major banks are closing accounts of bitcoin companies, citing compliance risks resulting from tougher anti-money laundering and counter-terrorism financing rules.
Market Abuse
China Fines Top Fund Manager $3 Million for Stock Manipulation
By Editors | 25/09/2015
The China Securities and Regulatory Commission has slapped a $3 million fine on a star Chinese fund manager for stock-market manipulation.
Anti-Money Laundering
Bank of Queensland Investigated by ASIC over Compliance Failures
By Editors | 23/09/2015
The Australian Securities and Investment Commission has concerns over its risk management and compliance systems.
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