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KYC & CDD
Hong Kong Refines Information Exchange Proposal
By Editors | 14/10/2015
Hong Kong’s Government will refine the legislative proposals for implementing the new international standard on Automatic Exchange of Financial Account Information in Tax Matters.
Data Privacy
Technology and Banking: Evolution or Revolution?
By Editors | 14/10/2015
In a changing technology landscape, data analytics, block chain and mobile payments are having the greatest impact on financial services.
Market Abuse
China Cracks Down on Illegal Reduction of Holdings
By Editors | 13/10/2015
The China Securities Regulatory Commission has held a two-day hearing for 11 cases involving shareholders illegally reducing their stockholdings.
Anti-Money Laundering
Three Wave Regulation: Sibos Day 1 Plenary
By Editors | 13/10/2015
Yawar Shah’s opening remarks focus attention on financial crime compliance and market infrastructure growth.
Trade Based Money Laundering
China Systems and Accuity Partner on Trade Finance and Supply Chain Solution
By Editors | 13/10/2015
80% of firms cite compliance and regulatory issues a “chief” obstacle to trade finance.
Payments & Settlements
Breaking Away From a US Dollar Dominated World
By Peter Guy | 13/10/2015
CIPS translates into geopolitical, transnational banking power by obviating American oversight.
Trading & Investment
China Drafts New Rules to Govern Automated Trading
By Editors | 12/10/2015
China has issued draft regulations governing automated trading on three exchanges which include the adoption of a net daily purchase quota for some securities.
KYC & CDD
Institutional Banks Struggle with Cross-Border Compliance and Entity Data Management
By Editors | 08/10/2015
New research by Fenergo and Aite Group has found that institutional banks are struggling to manage regulatory compliance and entity data management obligations across multiple jurisdictions.
Market Abuse
ASIC Reports on Market Integrity Achievements
By Editors | 07/10/2015
Report highlights continued investment in technology as a main factor helping it to identify complex crimes and patterns of behaviour.
KYC & CDD
CPMI Consults on Correspondent Banking Recommendations
By Editors | 07/10/2015
Consultative report on correspondent banking to include reviewing KYC utilities, use of LEI and information sharing.
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