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Credit Risk
RBI Orders Corrective Action on State-Run Bank
By Editors | 07/10/2015
Indian Overseas Bank is required to improve internal controls and deal with mounting non-performing assets.
Anti-Money Laundering
Myanmar Central Bank Releases AML/CTF Guidelines
By Editors | 05/10/2015
The Central Bank of Myanmar has published risk management guidelines for anti-money laundering and counter terrorist financing at financial institutions.
Anti-Money Laundering
China to Cap Overseas Cash Withdrawals to Curb Outflows
By Editors | 01/10/2015
China’s foreign exchange regulator will impose new caps on cash withdrawals from outside the country using UnionPay cards to help combat money laundering and curb capital outflows,
KYC & CDD
Compliance a Key Barrier to Trade Finance, says ICC Report
By Editors | 01/10/2015
Results from global survey highlights impact of regulation on trade finance.
Structural Regulation
Nepal Central Bank to Be Sole Banking Regulator
By Editors | 25/09/2015
Nepal Rastra Bank – the country’s central bank – will be the sole regulator for banks and financial institutions under the new constitution unveiled on Sunday.
Anti-Money Laundering
Aussie Banks Force Bitcoin Operators Out of Business
By Editors | 25/09/2015
Australia’s major banks are closing accounts of bitcoin companies, citing compliance risks resulting from tougher anti-money laundering and counter-terrorism financing rules.
Market Abuse
China Fines Top Fund Manager $3 Million for Stock Manipulation
By Editors | 25/09/2015
The China Securities and Regulatory Commission has slapped a $3 million fine on a star Chinese fund manager for stock-market manipulation.
Anti-Money Laundering
Bank of Queensland Investigated by ASIC over Compliance Failures
By Editors | 23/09/2015
The Australian Securities and Investment Commission has concerns over its risk management and compliance systems.
Structural Regulation
Regulators Taking Closer Look at Supervising Technology, says HSBC
By Editors | 21/09/2015
Regulators have been looking more closely at whether technology companies providing financial services should be supervised more heavily like banks, says HSBC chairman.
Conduct, Culture & Accountability
Regulatory Crackdown on Moody’s Discourages Tough Analysis on China Companies
By Peter Guy | 21/09/2015
Hong Kong’s securities regulator takes an ominous and non-transparent move that will affect how analysts scrutinise local and mainland enterprises.
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