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Trading & Investment
Korea FSS Orders Broker to Compensate Wrap Account Losses
By Editors | 02/07/2026
The ruling sets a key precedent, holding a firm liable for breaching fiduciary duties by using client funds to cover other accounts' losses.

Structural Regulation
China Toughens Penalties for Accounting Fraud in Major Law Overhaul
By Mark Johnston | 02/07/2026
The revised law doubles maximum fines for fraudulent reports, introduces lifetime bans, and extends liability to clients who collude with auditors.

Market Data & Technology
JPX Expands Securities Data Platform with Depository Centre
By Editors | 02/07/2026
Japan's securities depository will add its data to a new industry platform aimed at automating back-office operations for firms.

Cloud & Infrastructure
Hong Kong and Türkiye Central Banks Sign Fintech Cooperation Pact
By Editors | 02/07/2026
The agreement establishes a framework for information sharing and collaboration on financial innovation, strengthening the strategic partnership between the two jurisdictions.

Structural Regulation
HKEX Amends Exchange Rules for Structured Products
By Editors | 02/07/2026
HKEX, with SFC approval, is updating its rulebook to align definitions and cross-references for structured products, effective 1 July 2026.

Alternative Markets
SEBI Proposes Uniform Consent Rules, Wider Conflict Checks for AIFs
By Nithya Subramanian | 02/07/2026
The regulator plans to standardise investor approval thresholds and replace the term ‘associate’ with ‘related party’ to improve transparency and conflict management.

Market Abuse
KRX Boosts Whistleblower Rewards to Combat Market Abuse
By Editors | 02/07/2026
The bourse has raised its reward cap and will now pay whistleblowers who were party to misconduct in a bid to spur more reporting.

PEPs & Sanctions
China Expands Export Controls on Japanese Defence and Tech Firms
By Mark Johnston | 02/07/2026
China has added 40 more entities to its trade restriction lists, citing Japan’s "remilitarisation" and escalating a regulatory tit-for-tat between the two nations.

Structural Regulation
HKEX to Overhaul Board Lot Framework to Boost Market Access
By Sanday Chongo Kabange | 02/07/2026
The exchange will standardise board lot sizes and introduce new value thresholds in a phased rollout designed to improve market efficiency and accessibility.

Structural Regulation
Korea Steps Up Shift to KOFR with New Bank and Swap Targets
By Editors | 02/07/2026
The FSS is accelerating the transition away from CD rates by setting mandatory KOFR usage targets for floating rate notes and interest rate swaps.
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