Markets & Infrastructure

Trading & Investment

Korea FSC Designates NH Investment as Third IMA-Licensed Broker

By Mark Johnston | 20/03/2026

NH Investment & Securities joins an exclusive group of firms authorised to operate integrated management accounts, expanding Korea's prime brokerage market.

Structural Regulation

Korea Exchange to Overhaul Disclosures After Designation Error

By Sanday Chongo Kabange | 20/03/2026

KRX will create a new oversight committee and use AI to vet market-moving announcements after mistakenly clearing a company's administrative status.

Conduct, Culture & Accountability

Bursa Malaysia Reprimands, Fines KAF Investment Bank Over Listing Breaches

By Nithya Subramanian | 19/03/2026

Bursa Malaysia flags failures in handling material compliance issues and ensuring accurate listing disclosures.

Structural Regulation

Trade Bodies Urge UK to Exempt Key APAC Benchmarks in BMR Reform

By Manesh Samtani | 19/03/2026

Trade bodies warn against extra-territorial overreach, calling for exemptions for benchmarks critical to monetary policy and FX hedging in Asia.

Structural Regulation

China Tightens Grip on Hong Kong IPOs, Pushes 'Red-Chips' to Restructure

By Mark Johnston | 19/03/2026

The CSRC is discouraging overseas-incorporated firms from listing in Hong Kong, citing compliance risks and capital flight concerns.

Trading & Investment

Korea Announces Sweeping Package of Capital Market Reforms

By Manesh Samtani | 19/03/2026

Regulators will prohibit controversial spin-off listings, restructure the Kosdaq market, and impose tougher penalties for market abuse to tackle the 'Korea discount'.

Liquidity Risk

RBNZ Finalises Changes to Liquidity Management Framework

By Sanday Chongo Kabange | 19/03/2026

The RBNZ will introduce weekly full-allotment OMOs from 2026 and has decided on a composition-based fee for its new liquidity facility.

Conduct, Culture & Accountability

India’s NFRA Flags Audit Deficiencies at Big Four-linked Firms

By Nithya Subramanian | 19/03/2026

The audit regulator has flagged independence, governance and audit quality lapses at firms linked to PwC, EY, KPMG and BDO, calling for stronger controls and systemic improvements.

Structural Regulation

SFC Tasks HKEX with Enhancing Guidance on Internal Controls, Auditor Exits

By Sanday Chongo Kabange | 19/03/2026

The SFC’s annual review of the stock exchange operator found failings in the vetting of company controls and the handling of late auditor resignations.