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Trading & Investment
US Launches Three New Exchanges, Including MEMX
By Sanday Chongo Kabange | 24/09/2020
Long-Term Stock Exchange (LTSE) launched on 17 September; Members Exchange (MEMX) on 21 September; MIAX Pearl will launch on 25 September.
Market Abuse
Sri Lanka SEC to Procure New Surveillance System
By Duruthu E Chandrasekera | 24/09/2020
The SEC is planning to hire a consultant to assess its existing surveillance system and make recommendations on procuring a new system.
Structural Regulation
FCA Consults on Regulatory Approach for International Firms
By Editors | 24/09/2020
The FCA is seeking views on its approach to authorising international firms that wish to provide financial services in the UK post-Brexit.
Trading & Investment
FSDC Calls For HK-listed Derivatives Tracking A-Shares
By Manesh Samtani | 24/09/2020
Once the new A-share based derivatives products are launched in Hong Kong, they should be opened up to Mainland investors via Stock Connect.
Conduct, Culture & Accountability
ASIC Issues Report on Debt Capital Raising Conflicts of Interest
By Editors | 24/09/2020
ASIC’s report, in alignment with a report from IOSCO, offers better practices to manage conflicts of interest and conduct risks in debt capital market transactions.
Clearing & Post-Trade
HKEX Preparing to Launch New IPO Platform, FiNI
By Editors | 24/09/2020
The new IPO platform will streamline current IPO processes and shorten the time between IPO pricing and the listing of new shares.
Trading & Investment
Malaysia Completes First KLIBOR-SOFR Cross-currency Basis Swap
By Editors | 23/09/2020
The USD 100 million trade was the first MYR – USD cross-currency transaction referencing the USD SOFR, which will replace USD LIBOR.
Trading & Investment
China to Further Relax Foreign Access to Bond Market
By Manesh Samtani | 23/09/2020
The PBOC and SAFE are consulting on new rules that will reduce restrictions on outward remittances for institutional investors, among other rule changes.
Market Risk
SEBI Issues Risk Management Rules for Negative Commodity Prices
By Editors | 23/09/2020
Clearing corporations are directed to ensure their systems are ready to implement the alternate risk management framework by 21 November.
Clearing & Post-Trade
Riding the Tech Wave in a Volatile Derivatives Market
By John Omahen | 23/09/2020
A surge in trading volumes has highlighted the need for brokerage firms to re-engineer their businesses for the future, writes John Omahen at FIS.
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