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Trading & Investment
Thailand to Allow Temporary Trading in Suspended Stocks
By Editors | 12/06/2019
For a one-month period in July, temporary trading will be allowed for SET listed securities that have been suspended for three months consecutively.
Conduct, Culture & Accountability
SFC Directs Prime Brokers on Regulatory Obligations
By Manesh Samtani | 11/06/2019
If prime services are carried out in Hong Kong, prime brokers are expected to comply with Hong Kong rules and regulations regardless of where the risk positions are booked.
Trading & Investment
S. Korea: Nine Securities Firms, KSD Face Disciplinary Action
By Editors | 11/06/2019
The Korea Securities Depository and nine brokerages are facing penalties for inadequate internal controls over their offshore equities trading
Trading & Investment
RBI to Roll Out Retail FX Trading Platform in August
By Editors | 10/06/2019
The new trading platform is expected to improve pricing by unifying the existing fragmented market structure.
DeFi & Web3
FSB: Decentralisation Could Benefit Financial Stability
By Manesh Samtani | 08/06/2019
While decentralised financial technologies do pose risks, they may increase competition and diversity in the financial system and reduce existing entities’ systemic importance.
Data Privacy
Philippines: Online Lenders to Adopt Code of Conduct
By Editors | 08/06/2019
The pledge comes after 48 online lenders were cited for using customers’ personal data to publicly shame people who did not settle their debts on time.
Payments & Settlements
UPDATED – RBI Removes RTGS, NEFT Fund Transfer Fees
By Editors | 07/06/2019
Industry players and banking experts say the move will not only boost digital payments, but also make transactions faster, safer and cost-effective.
Conduct, Culture & Accountability
MAS Proposes Increased Scope for Accountability, Conduct Guidelines
By Garima Chitkara | 07/06/2019
MAS proposes to apply its 2018 accountability and conduct guidelines to a wider range of financial institutions, including fund managers, trade repositories and benchmark administrators.
Trading & Investment
FSB Publishes User Guide to Overnight Risk Free Rates
By Editors | 07/06/2019
The user guide provides an overview of RFRs, details on how they are calculated, and options on how they can be used in cash products.
Clearing & Post-Trade
CPMI-IOSCO Paper on CCP Default Management Auctions
By Editors | 07/06/2019
The discussion paper describes the considerations CCPs take into account when planning and conducting default management auctions.
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