Markets & Infrastructure

    Credit Risk

    CFTC Approves Margin Comparability Determination for Australia

    By Editors | 28/03/2019

    Despite some differences between its own rules and Australia’s regime for uncleared swaps margining, the CFTC has determined that the end result is the same.

    Structural Regulation

    HKMA Approves Three Virtual Banks, Five More Being Considered

    By Editors | 27/03/2019

    The three newly licenced virtual banks are joint ventures involving BOCHK, JD Digits, Jardines, Standard Chartered, HKT, PCCW, Ctrip, ZhongAn Online and Sinolink.

    Structural Regulation

    China Regulators Share Common Message of Opening Up

    By Manesh Samtani | 27/03/2019

    Regulators at the three-day China Development Forum in Beijing had a common message for the market – that China plans to ramp up efforts to open up the financial sector this year.

    Trading & Investment

    SEBI Amends Norms on Mutual Fund Commissions, Disclosures

    By Editors | 27/03/2019

    SEBI has set a cap on up-fronting of trail commissions and amended disclosure rules to “protect the interests of investors.”

    Trading & Investment

    Taiwan Launches Simulator for New Continuous Trading System

    By Editors | 27/03/2019

    The simulation platform will operate off-market hours and allow investors to familiarise themselves with the new system, which is set to be launched in March 2020.

    Trading & Investment

    Bangladesh Looks to Boost Capital Markets with Derivatives, Sukuk Trading

    By Editors | 26/03/2019

    Bangladesh’s securities regulator is reportedly formulating new rules to facilitate trading of derivatives and sukuk, while it also considers changes to enhance private placement regulations.

    Clearing & Post-Trade

    Leading Dealers Adopt DTCC-Euroclear Collateral Management Utility

    By Editors | 26/03/2019

    The Margin Transit Utility provides straight-through-processing and centralised communications and settlement instructions for collateral transfer.

    Trading & Investment

    S. Korea to Reduce Securities Transaction Tax This Year

    By Editors | 25/03/2019

    The stock trading tax will be cut on the KOSDAQ, KOSPI and KONEX. Capital gains taxes on stock transactions to also be changed.

    Trading & Investment

    S. Korea to Make Loan Approvals More Startup Friendly

    By Editors | 25/03/2019

    The FSC will overhaul the corporate loan approval system used at banks to broaden the scope of assets start-ups can pledge to secure financing.

    Structural Regulation

    JPX-TOCOM Merger Agreement Expected by End-March

    By Editors | 22/03/2019

    JPX and TOCOM plan to merge this year to create an all-in-one bourse that handles both stocks and commodity futures, but challenges will remain even after a final agreement is reached.

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