Markets & Infrastructure

    Trading & Investment

    China to Include Dual Class Shares in Southbound Stock Connect Trading

    By Editors | 10/12/2018

    Chinese stock exchanges will work with HKEX to formulate rules enabling mainland investors’ access to Hong Kong-listed dual class shares by mid-2019, after banning them in July.

    Clearing & Post-Trade

    Industry Bodies Seek Clarity on Temporary Recognition of UK CCPs

    By Manesh Samtani | 10/12/2018

    ISDA, FIA, AFME and ICMA have written to the European Commission asking for greater clarity on proposed temporary equivalence and recognition of UK-based CCPs in a no-deal Brexit.

    Structural Regulation

    HKMA to Grant Virtual Banking Licences in Q1 2019

    By Editors | 10/12/2018

    The HKMA has provided an update on the processing of virtual banking applications, saying it will shortlist one-third of remaining applicants with an aim to granting licences in Q1 2019.

    Trading & Investment

    Shanghai-London Stock Connect Launch Delayed – Report

    By Editors | 07/12/2018

    The launch has reportedly been delayed in connection with a Brexit parliamentary vote and a lack of clarity from Chinese regulators on technical issues.

    Structural Regulation

    SFC Revised Code for Funds to Take Effect from January 2019

    By Manesh Samtani | 07/12/2018

    Amended ‘Code on Unit Trusts and Mutual Funds’ to take effect in January with 12-month transition period. Proposals on classification of derivatives funds have been revised.

    Payments & Settlements

    SWIFT to Pilot Real-time Error Detection in gpi Payments

    By Editors | 06/12/2018

    SWIFT gpi pre-validation service will ensure preventable errors and omissions are corrected before initial payment instructions are sent, reducing delays and costs for banks.

    Structural Regulation

    China Unifies Enforcement of Bond Markets Under CSRC

    By Editors | 05/12/2018

    The move to unify regulation of the bond markets under one authority is aimed at improving the overall regulatory system and preventing systemic risk.

    Clearing & Post-Trade

    Blockchain: State of Play Among Market Infrastructures

    By Matthew Chan | 05/12/2018

    Rather than disintermediating centralised market infrastructure, DLT is being used to support centralised ecosystems, says Matthew Chan.

    Structural Regulation

    SEBI Consults on Proposals to Allow Indian Firms to List Overseas

    By Editors | 05/12/2018

    An expert panel constituted by SEBI has issued recommendations that, if adopted, would enable Indian firms to list overseas and foreign companies to list directly in India.

    Structural Regulation

    MAS Consults on Exemption Framework for Cross-Border Financial Services

    By Editors | 05/12/2018

    The MAS proposes that Singapore regulated entities no longer be required to seek approval before commencing business arrangements with foreign related companies.

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