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Structural Regulation
Get Ready for Expanded OTC Derivatives Reporting – SFC
By Editors | 05/06/2017
The Hong Kong SFC (Securities and Futures Commission) issued a circular telling licensed corporations to ensure their systems are prepared […]
Emerging Prudential Risks
China State Council Issues Plans to Combat Financial Risks
By Editors | 05/06/2017
China’s cabinet, the State Council, last week announced details of inspections required to be carried out by regional and municipality […]
Trading & Investment
MAS Issues Retail Derivative, OTC Licensing Consultations
By Samuel Riding | 01/06/2017
Stiffer requirements for retail dealing in unlisted derivatives; licensing exemption for remote clearing members.
Structural Regulation
MAS Issues Retail Derivative, OTC Licensing Consultations
By Editors | 01/06/2017
MAS (the Monetary Authority of Singapore) issued a consultation paper on the regulatory framework for unlisted derivatives offered to retail […]
Reporting & Disclosures
BSP, World Bank Unit Ink Agreement on Bank ESG
By Samuel Riding | 31/05/2017
Banking regulator, International Finance Corporation to develop new governance and risk management assessment tools.
Conduct, Culture & Accountability
Japan Finalises Stewardship Code
By Samuel Riding | 31/05/2017
Final version of non-legally binding code includes several new principles for institutional investors.
AI Risk & Governance
Japan FSA Anticipates ‘C2B’ Banking System
By Samuel Riding | 31/05/2017
Commissioner Nobuchika Mori suggests fintech will facilitate provision of ‘bespoke products to mass customers’.
AI Risk & Governance
ASIC Eyes Regtech Expansion
By Samuel Riding | 29/05/2017
Securities watchdog looks to bring more regulation and compliance technology into innovation hub, sandbox.
Trading & Investment
APAC Regulators Welcome Global FX Code
By Samuel Riding | 25/05/2017
Regulators from Australia, Hong Kong, India, Korea and Singapore say they will ‘promote adherence’.
Structural Regulation
HK Market Infrastructures Pass CPMI-IOSCO Test With Aplomb
By Samuel Riding | 25/05/2017
Study confirms frameworks for payment and securities settlement systems, CCPs and trade repositories meet PFMI.
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