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Capital Adequacy
What Trump’s Regulatory Rollback Could Mean for Asia
By Peter Guy | 23/01/2017
Inauguration speech a declaration of war against the establishment and could mark the reversal of major regulations.
Trading & Investment
Korea Derivatives Market ‘Mortally Wounded’ by Regulation
By Samuel Riding | 20/01/2017
Formerly the largest market, Korea derivatives trade fell 63% in five years.
KYC & CDD
Philippine Authorises ‘Cash Agents’ in Financial Inclusion Drive
By Samuel Riding | 20/01/2017
Banks will be allowed to use off-site agents, including at convenience stores, to provide withdrawals, conduct KYC.
Trading & Investment
SEBI Issues Commodity Derivatives Proposals
By Samuel Riding | 20/01/2017
Proposal covers options using commodity futures contracts, settlement.
Structural Regulation
Singapore Trusts to Adopt IFRS-like Framework
By Samuel Riding | 20/01/2017
Collective investment schemes will continue to prepare statements as per ISCA recommendations.
Structural Regulation
HK, US Regulators Agree Cross-Border Monitoring
By Samuel Riding | 20/01/2017
Agreement covers cooperation on license exemptions and on-site visits for financial infrastructures and firms.
Conduct, Culture & Accountability
HK Firms Appointing Juniors as Responsible Officers – SFC
By Samuel Riding | 20/01/2017
Executive director for intermediaries defends Manager-in-Charge regime.
AI Risk & Governance
The Whys and Whats of Regtech
By Nick Wakefield | 19/01/2017
Speakers at Fintech Finals discuss the rationale for regtech, and where it can be of most use.
Trading & Investment
China to Allow Foreign Firms to Launch IPOs
By Samuel Riding | 19/01/2017
Move aims to ‘further widen’ foreign financing channels.
Supervision & Enforcement
SSE to Tighten Supervision, Enforcement in 2017
By Samuel Riding | 18/01/2017
Exchange suggests 2017 will be more challenging due to market uncertainties, development.
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