Markets & Infrastructure

Payments & Settlements

Building Australia’s RMB Hub

By Editors | 26/09/2016

New securities depository a key building block for Australian ambitions, suggests ASX’s Helen Lofthouse.

Conduct, Culture & Accountability

Wells Fargo – An Old-fashioned Failure of Banking Ethics

By Peter Guy | 26/09/2016

Latest violations show the profound disconnect between banks’ senior management, ethics and regulations.

Structural Regulation

China to Approve 14 Private Banks

By Samuel Riding | 26/09/2016

Vice chairman of CBRC says possibility of bank failure should be allowed.

Cloud & Infrastructure

Indonesia to Release Fintech Framework in 4Q16

By Samuel Riding | 23/09/2016

New regulation will invite ‘unbankable’ into financial services, support start-ups.

Structural Regulation

Man Bites Watchdog

By Samuel Riding | 23/09/2016

Chinese investor sues securities regulator over market intervention.

Clearing & Post-Trade

DTCC Cuts GTR Rates for MAS-, ASIC-regulated Transactions

By Samuel Riding | 22/09/2016

New York/London/Hong Kong/Singapore (21 September) – DTCC (the Depository Trust & Clearing Corporation) will from 1 October reduce fees for […]

Conduct, Culture & Accountability

Singapore: Conduct, Mis-selling and Conflicts of Interest

By Samuel Riding | 22/09/2016

Recent events suggest not much has changed since the financial crisis, and a different approach is needed.

Alternative Markets

Malaysia Regulator to Form VC, PE Working Group

By Samuel Riding | 21/09/2016

Securities Commission to also release list of entities able to offer peer-to-peer financing.

Trading & Investment

SFC Proposes Higher Position Limits

By Samuel Riding | 21/09/2016

Cap on excess position limit could be increased 6-fold; 3-tier statutory position limit proposed.