Markets & Infrastructure

    Structural Regulation

    LEIs: Asia Following the Rest of the World

    By Tony Freeman | 18/01/2018

    Firms in the region either embrace, endure or avoid MiFID II’s LEI requirement, but must accept that it’s not just regulations from the US which now have a profound extraterritorial impact.

    Structural Regulation

    Philippines Will Now Report Cross Border Banking Stats to BIS

    By Editors | 17/01/2018

    BSP has begun reporting international banking statistics from January 2018, having met BIS standards for completeness and quality.

    Credit Risk

    China Tightens Rules on Stock Pledges, Repos

    By Editors | 17/01/2018

    Shenzhen, Shanghai exchanges confirm stock pledges and repos must serve real economy, limit proportion of stock allowed to be pledged.

    Structural Regulation

    Korea Announces Measures to Reform Kosdaq Market to Support Startups

    By Garima Chitkara | 15/01/2018

    Measures include overhauling Kosdaq listing requirements, strengthening competitiveness, and improving market soundness and investor trust.

    Payments & Settlements

    MAS in Talks with Blockchain Firm Ripple on Cross Border Payments

    By Manesh Samtani | 15/01/2018

    Ripple chief says technology can speed up cross-border transactions from days to second, save banks trillions in collateral held against settlement risks.

    Market Abuse

    The Return of ‘Super Alpha’ and Regulatory Arbitrage

    By Peter Guy | 15/01/2018

    The return of SAC Capital’s founder with a new venture reveals the complicated ethics of a post financial crisis world.

    Structural Regulation

    Australia Licences Seven Crowd-Funding Intermediaries

    By Editors | 14/01/2018

    Eligible public companies can raise up to AUD 5 million in funds through equity crowdfunding and will face fewer regulatory requirements for fundraising.

    Structural Regulation

    Beware Regulatory Fragmentation in 2018 – Deloitte

    By Samuel Riding | 11/01/2018

    Trend towards more isolated policymaking will challenge the implementation of financial regulations on a worldwide basis.

    Trading & Investment

    ESMA Publishes List of Derivatives Subject to MiFID II Trading Rules

    By Samuel Riding | 11/01/2018

    Listed securities must be traded on regulated markets or organised trading facilities; no APAC venues yet to be granted equivalency.

    Cryptocurrency

    Thailand Allows Securities Firms to Offer Bitcoin Futures Locally

    By Manesh Samtani | 11/01/2018

    The SEC says fraud and money laundering not points of concern as CBOE and CME markets are properly supervised.

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