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Conduct, Culture & Accountability
SFC Reprimands Morgan Stanley, Issues USD2.4mn Fine
By Samuel Riding | 25/08/2016
US bank’s Hong Kong securities operation says to review internal controls to ensure compliance.
Structural Regulation
SGX to Add Market Cap Test to MTP Criteria
By Samuel Riding | 24/08/2016
Low value shares with higher market capitalisation show better liquidity and lower volatility, exchange says.
Trading & Investment
SEBI Loosens Commodity Hedging Limits
By Samuel Riding | 23/08/2016
Norms for client code modifications also liberalised.
Structural Regulation
Philippines’ Proposed Equity, Bond Exchange Merger Revived
By Samuel Riding | 23/08/2016
Regulator says it could approve the proposal as early as this November.
Structural Regulation
Hong Kong Turf War Heats Up
By Peter Guy | 22/08/2016
SFC, HKEX consultation reveals fundamental conflict between legal enforcement and listing approval.
Payments & Settlements
MAS to Simplify E-Payment Regulation
By Samuel Riding | 22/08/2016
Regulator set to unify licensing regime in bid to boost electronic payments industry.
Trading & Investment
India Regulators Outline Corporate Bond Reforms
By Samuel Riding | 22/08/2016
Steps aim to improve liquidity and boost corporate bond markets.
Conduct, Culture & Accountability
CSRC Completes Fund Manager Investigations
By Samuel Riding | 22/08/2016
Regulator says it has investigated 305 firms, found 65 disclosure failures.
Cloud & Infrastructure
Singapore’s POSB Pilots Video Teller Machines
By Samuel Riding | 19/08/2016
Singapore’s POSB, a subsidiary of DBS, launched a pilot scheme for VTMs (Video Teller Machines) – the first of its […]
Market Data & Technology
CPMI-IOSCO Issue 2nd Consultative Report on UPI Harmonisation
By Samuel Riding | 19/08/2016
CPMI (the Committee on Payments and Market Infrastructures) and IOSCO (the International Organization of Securities Commissions) published for public comment […]
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