Markets & Infrastructure

Market Abuse

Australian Equities Market Cleaner Since Rule Change

By Editors | 11/08/2016

Anomalous trading ahead of announcements declining, ASIC says.

KYC & CDD

India’s New Central KYC System Frustrates SEBI

By Editors | 11/08/2016

Government bodies creating duplicating, unsynchronised systems.

Market Abuse

ASIC Prompts Banks on Handling of Sensitive Information

By Editors | 10/08/2016

While most firms have adequate policies, implementation is inconsistent.

Market Abuse

Continuous Disclosure Tops ASIC’s Enforcement List

By Editors | 10/08/2016

33 percent of ASIC market integrity enforcements addressed listed firms’ disclosure burden.

Alternative Markets

SEBI Asks RBI, Government to Ease AIF Rules

By Editors | 10/08/2016

Taxation and safe harbour key concerns for SEBI.

Trading & Investment

SEBI Drafts Algo-trading Framework Revision

By Editors | 08/08/2016

Indian regulator suggests mechanisms to limit HFT downside.

Structural Regulation

HKMA’s Executive Director Retires

By Editors | 08/08/2016

Esmond Lee retires effective 7 August.

Structural Regulation

IOSCO Study Refutes Reform Affects Market Decline

By Editors | 08/08/2016

Super-regulator says dealers have changed, denies link with regulation.

Trading & Investment

China Eyes CDS Market Launch

By Editors | 05/08/2016

Planned rules to offer protection for investors in Chinese bonds.