Markets & Infrastructure

Clearing & Post-Trade

ISDA Publishes Hong Kong Clearing Classification Letter

By Samuel Riding | 25/07/2016

LONDON, July 25, 2016 – The International Swaps and Derivatives Association, Inc. (ISDA) has published a new clearing classification letter […]

Structural Regulation

Malaysia Revamps Unit Trust Rules

By Samuel Riding | 25/07/2016

Amended guidelines said to enable issuers to bring more product offerings.

Structural Regulation

Additional SFC Powers Said to Impede Market Growth

By Samuel Riding | 25/07/2016

Chamber of Hong Kong Listed Companies says reform will threaten market development.

Clearing & Post-Trade

HKEX Announces New Head of OTC Clearing

By Samuel Riding | 22/07/2016

“Hong Kong Exchanges and Clearing Limited (HKEX) has appointed Jacky Mak as Managing Director, Head of OTC Clearing, effective Monday, […]

Market Data & Technology

SEBI to Monitor Market via Social Media

By Samuel Riding | 21/07/2016

Securities regulator seeking bids from web crawling, data extraction and information management firms.

Structural Regulation

Malaysia to Enhance CIS Framework

By Samuel Riding | 21/07/2016

Securities Commission also proposes new rules on unit trusts expected to shorten time to market.

Market Abuse

JSDA Targets Information Leaks

By Samuel Riding | 21/07/2016

Trade body to issue guidelines banning analysts from gathering data related to earnings.

Structural Regulation

CSRC Tightens Leverage Rules for Structured Product Purchases

By Samuel Riding | 21/07/2016

New rules lower limits for investor borrowing to buy products managed by brokers, asset managers.

Conduct, Culture & Accountability

ASIC to Step up Monitoring of Bank Culture

By Samuel Riding | 21/07/2016

Australian public regards financial sector as having weakest ethics, Governance Institute survey finds.