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Supervision & Enforcement
CSRC Readies 1st Forcible De-listing
By Samuel Riding | 22/06/2016
Securities regulator toughening enforcement stance; has rejected 17 IPO applications this year.
Trading & Investment
PBOC to Consider Allowing Foreign Listings
By Samuel Riding | 22/06/2016
Central bank’s annual report also says it will further open up China’s bond market.
Structural Regulation
Tax Rules Could ‘Collapse’ Pakistan Brokerage Industry
By Samuel Riding | 21/06/2016
Director of Pakistan Stock Exchange attacks recent tax changes, excessive regulation.
Structural Regulation
ASIC Flags OTC Derivatives Compliance Failures
By Samuel Riding | 21/06/2016
More than 70% of firms authorised to sell retail OTC derivatives said failing to meet requirements.
Conduct, Culture & Accountability
A Compliance Nightmare – When Bank Acquisitions Go Bad
By Peter Guy | 20/06/2016
HSBC’s Household International shows how banks can lose more than 100% on their acquisitions.
Structural Regulation
China Proposes to Ban Backdoor Fund Raisings
By Samuel Riding | 20/06/2016
Securities regulator also doubles lock-in period for shareholders in restructured companies.
Structural Regulation
SFC, HKEx Issue Consultation on Listing Regulation
By Samuel Riding | 20/06/2016
Regulator and stock exchange propose changes to decision-making, governance structure.
Structural Regulation
No Super-Regulator Soon, China Think Tank Says
By Samuel Riding | 17/06/2016
Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.
Trading & Investment
Singapore’s GIC Bidding for NSE Stake
By Samuel Riding | 17/06/2016
Sovereign wealth fund teams up with local PE firm ChrysCapital to buy 5% stake in Indian exchange.
Payments & Settlements
Japan Probes Banks’ Currency Settlement Risk
By Samuel Riding | 16/06/2016
Financial Services Agency to check whether banks and brokers use automated services.
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