Markets & Infrastructure

    Supervision & Enforcement

    CSRC Readies 1st Forcible De-listing

    By Samuel Riding | 22/06/2016

    Securities regulator toughening enforcement stance; has rejected 17 IPO applications this year.

    Trading & Investment

    PBOC to Consider Allowing Foreign Listings

    By Samuel Riding | 22/06/2016

    Central bank’s annual report also says it will further open up China’s bond market.

    Structural Regulation

    Tax Rules Could ‘Collapse’ Pakistan Brokerage Industry

    By Samuel Riding | 21/06/2016

    Director of Pakistan Stock Exchange attacks recent tax changes, excessive regulation.

    Structural Regulation

    ASIC Flags OTC Derivatives Compliance Failures

    By Samuel Riding | 21/06/2016

    More than 70% of firms authorised to sell retail OTC derivatives said failing to meet requirements.

    Conduct, Culture & Accountability

    A Compliance Nightmare – When Bank Acquisitions Go Bad

    By Peter Guy | 20/06/2016

    HSBC’s Household International shows how banks can lose more than 100% on their acquisitions.

    Structural Regulation

    China Proposes to Ban Backdoor Fund Raisings

    By Samuel Riding | 20/06/2016

    Securities regulator also doubles lock-in period for shareholders in restructured companies.

    Structural Regulation

    SFC, HKEx Issue Consultation on Listing Regulation

    By Samuel Riding | 20/06/2016

    Regulator and stock exchange propose changes to decision-making, governance structure.

    Structural Regulation

    No Super-Regulator Soon, China Think Tank Says

    By Samuel Riding | 17/06/2016

    Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.

    Trading & Investment

    Singapore’s GIC Bidding for NSE Stake

    By Samuel Riding | 17/06/2016

    Sovereign wealth fund teams up with local PE firm ChrysCapital to buy 5% stake in Indian exchange.

    Payments & Settlements

    Japan Probes Banks’ Currency Settlement Risk

    By Samuel Riding | 16/06/2016

    Financial Services Agency to check whether banks and brokers use automated services.

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