Markets & Infrastructure

Trading & Investment

BSE to Test Trading at Disaster Recovery Site

By Samuel Riding | 16/06/2016

BSE (Bombay Stock Exchange) will conduct a mock trading session from a disaster recovery site in Hyderabad to test the strength of its systems.

Emerging Prudential Risks

Regulation and the Buy Side’s Role in Liquidity

By Samuel Riding | 16/06/2016

Asian regulators are starting to consider how to minimise the risks in investment funds’ growing role as market makers.

Conduct, Culture & Accountability

State Street Fined Over Management of HK Tracker

By Samuel Riding | 16/06/2016

Cash balances in related party’s demand deposit accounts earned no interest over 4.5 years.

Structural Regulation

ASIC Confirms ASX Meets Regulatory Obligations

By Samuel Riding | 15/06/2016

Conclusion based on surveillance assessments and engagement with HK, Singapore regulators.

Trading & Investment

SEBI Eyes Lower Mutual Fund TER Limit

By Samuel Riding | 15/06/2016

Regulator could eventually limit total expense ratios to 1.5 percent.

Resolution & Recovery

PBOC to Allow FI Bankruptcies

By Samuel Riding | 14/06/2016

Deputy governor says orderly market exits for financial institutions should be encouraged.

Trading & Investment

FIX Develops MiFID Reporting Protocol

By Samuel Riding | 14/06/2016

Protocol covers transmission of MiFID II transaction reports to approved mechanisms.

Capital Adequacy

Rip it Up and Start Again: The End of Dodd-Frank?

By Peter Guy | 13/06/2016

Republican Congressman’s proposal to dismantle post-crisis legislation portends a leap into the unknown.

Trading & Investment

India to Ease Access for Foreign Fund Managers

By Samuel Riding | 13/06/2016

SEBI will also loosen REIT investment, sponsor, offer size and related-party transaction rules.